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Of Prophets, Power, and the Purpose of Intellectuals: Class War and the College Crisis, Part 3

Of Prophets, Power, and the Purpose of Intellectuals: Class War and the College Crisis, Part 3

By: Andrew Gavin Marshall

Walter Lippmann


Part 1: The “Crisis of Democracy” and the Attack on Education

Part 2: The Purpose of Education: Social Uplift or Social Control?

Part 4: Student Strikes, Debt Domination, and Class War in Canada

Part 5: Canada’s Economic Collapse and Social Crisis

Part 6: The Québec Student Strike: From ‘Maple Spring’ to Summer Rebellion?

Intellectual history is written by intellectuals and educational history is written by educators; thus, it would be inevitable that the flaws and failures of each are buried beneath, while the advances and accomplishments are exaggerated or over-estimated. There is, however, a seemingly consistent dichotomy which has evolved and persisted throughout intellectual and educational history: on the one hand, you have the much larger element – both in terms of the general purpose of education and in the general activities and ideas of intellectuals – who support and strengthen institutionalized power structures; on the other hand – much more a break from the ‘traditional’ impetus and activities of education and intellectuals – you have the smaller element, the off-shoots and oddities, which empowers the masses against institutionalized power, and with the intellectuals who speak out, articulate, mobilize, and justify the empowering of the people against that of the dominant structures of society. Therein lies the dichotomy: one form of education is for social control and domination, the other is for social uplift and rejuvenation; one type of intellectual is a programmatic priest for the proselytization of power, the other is an energetic and empowering enemy of entrenched elites.

A Eulogy for Education: Situating the Social Sciences as Structures of Social Control

Whether public or private, the key issue at hand is that of the utility – or purpose – of higher education. Conventional wisdom inflates the classical liberal concept of higher education as a social good, one which may be funded by the state in order to promote the general well-being of society, as inherently cultural institutions designed to raise the intellectual, spiritual, moral, and philosophical standards of society. A more critical history of education tends to downplay the “social good” theory in place of a “social control” theory of education, and specifically, of the social sciences. In this conception, education was designed to produce professional ‘technicians’ who would – using the techniques of science, rationality, and reason – study social problems with a desire to find and recommend specific policies and programs to ameliorate those problems – to promote reforms to the social system – in order to maintain “order.” Order, in this case, is understood as maintaining the social hierarchy. We understand “social order” as the security of the “social hierarchy” precisely because ‘disorder’ is understood as the opposite of this: a threat to the prevailing social hierarchy and institutional structure of society. Order is maintained through manufacturing ideologies, implementing policies, and undertaking programs of social engineering all with a desire to establish ‘social control.’

For this to be undertaken, it was essential for the social sciences to be separated into distinct spheres: Sociology, Political Science, Economics, and Psychology, for example. This superficial separation established each discipline as one for “expertise” and “professionalism,” whereby those who were trained to understand and partake in politics would study political science, achieving degrees in their “specialty” which would make them socially acknowledged “experts” in their fields. Academic journals reinforce these divisions, focusing primarily on a particular and specific discipline, providing a forum for academics and intellectuals to discuss, debate, and disseminate ideas related to the study and understanding of that discipline and its related topics. The effect, however, is that each discipline remained isolated from other forms of knowledge and, more importantly, that knowledge remained isolated from the general public, whom it was supposed to inform and empower (in theory).

Logic, of course, will tell you that in the real world, politics, economics, sociology and psychology all interact and become intertwined, intersected and interdependent. To add to that, of course, we have other technological, scientific, spiritual, cultural, environmental and historic factors that all merge to create what we broadly call “society.” If our aim is, as it should be, to understand society – to identify its problems and work to resolve them – we therefore would logically need a broader understanding of the social world, which would necessarily require a far more comprehensive, expansive, and multi-disciplinary historical examination of our world and its interacting forms of knowledge. It can be argued, however, that this is too demanding upon the academic and thus, unreasonable and unlikely. Therefore, it is argued, producing “experts” in specific areas would allow for a simultaneous understanding of these various spheres of society, and to effect change in each sector independent of one another. This raises an important question: is an “expert” in Political Science capable of understanding the political world? If they do not take into account economic, social, cultural, scientific, technological and other historical facets of the social world which all interact with the political realm, how can they logically understand the political realm outside of those interactions? In short, the political world does not operate within a vacuum and outside of interactions with other social phenomena, so the claim that they are “professionals” on understanding the social world as a whole, let alone “experts” in the political world, is dubious at best.The fallacy of this concept to produce useful knowledge was eventually acknowledged and educational managers (such as the major foundations) began to support ‘inter-disciplinary’ research to promote at least a more comprehensive understanding than previously existed.

Despite this inherently elitist self-serving conception of social control, the focus – purpose and utility – of education (and specifically the social sciences) on the study and amelioration of social problems inevitably gave rise to ideas, actors, and movements which saw beyond the rigid confines of the educational and knowledge-production system itself, reaching beyond the disciplines and into a more historically-based understanding. These broader understandings typically emerged from historians and philosophers, who must – as stipulated by their very disciplinary focus – acknowledge a multiplicity of factors, spheres, ideas, actors and areas of relevance to any given time and place of human social reality. History, by its very nature, is interdisciplinary: the historian must always acknowledge economic, social, political, and other cultural phenomena in each circumstance being studied.

As an example of these biases and disciplinary obscurities, let’s take a brief look at Political Science. In Political Science, when studying International Relations, you generally study two major theories of international politics: Liberalism, the idea that peace and prosperity between states grows as economic activity increases between them, and that of Realism/Mercantilism, whereby states are viewed as self-interested and the international arena as anarchic, and thus, nation states simply act to serve their own interests (and should). Both theories, of course, serve power. Unless studying the very specific focus of Global Political Economy (and specifically from a critical perspective), Political Science students are not exposed to or confronted with information or ideas which discuss the roles of financial and economic institutions and actors (banks, corporations, etc.) in determining foreign or public policy. Such perspectives are not studied, but simply assumed to be the product of “interested ideology” as opposed to “disinterested knowledge.” Critical theories are rarely acknowledged, let alone studied, and the general use of the word “ideology” is seen as negative, in that, it is not a legitimate focus for discussion or analysis. I personally know of a political science professor who taught a class on ‘Nationalism’ in which a student wrote an essay on ‘class.’ The professor informed the student that she couldn’t discuss “class” because it was “ideology,” and therefore, not disinterested knowledge. Of course, the fact that he was teaching a course on ‘nationalism,’ which itself, is an ideology, did not even come into consideration.

The difference in ideology then, is that the word is used to deride and dismiss theories and ideas which challenge, critique, or oppose power, hierarchy, and the status quo. Those ideas, theories, philosophies and perspectives which support power, hierarchy, and the status quo, are not presented as “ideology,” but as “disinterested knowledge,” as a fact, not in need of proof, but of an assumed nature. They are simply accepted, and are therefore, not ideology. This is also widely reflected in the differences of the academic journals, between those which are establishment and elitist, and those which are critical and allow for more dissent. An example is Foreign Affairs, the premier foreign policy journal, run by the Council on Foreign Relations, the most influential think tank in the United States. In this journal, the articles and essays, written by various “experts” and active, former, or prospective policy-makers and those who hold seats of power, contain largely little or no citations whatsoever. All the ‘facts’ and ideas stated within the articles do not need citations or references because they are ideas which support the status quo, and therefore, they simply reflect the ‘perceived’ realities of society. Now take a journal like Third World Quarterly, which tends to focus on the effects of foreign policy upon the ‘Third World’ nations of the Global South, often highly critical, allowing for major dissenting scholars to have an outlet for their research and ideas. These journal articles are typically and necessarily flooded with citations, sources and references. This is because ideas and facts which challenge the prevailing perception of social reality – the status quo – are treated far more critically and scrutinized to a significant degree.

Critical scholars put their entire reputation and career on the line in taking on controversial topics, and thus, they must provide extensive evidence and citations for all their assertions. Thus, a scholar who contends that – “the United States is an imperial nation which undermines democracy and the self-determination of people around the world” – must provide extensive, detailed, elaborate and concise references and citations. Even then, the scholar is likely to be either ignored or attacked with rhetoric proclaiming them to be “ideologically biased” or worse. On the other hand, a scholar who contends that the United States is a democratic peace-loving nation which benevolently seeks to spread democracy and freedom around the world requires no supporting evidence, citations, or references, simply because it serves power, supports the status quo, and regurgitates the ideas emerging from the institutions of power themselves (such as the State and media), and therefore, no major institutions will challenge the assertions nor subject them to scrutiny. For example, there are entire books written criticizing Noam Chomsky and subjecting his research and writing to extensive scrutiny, pointing out miniscule mistakes in his citations, presenting them as deliberate methods of manipulation. On the other hand, prominent scholars who refer to America as a “benevolent empire” or as the “protector of democracy” around the world are rarely challenged, let alone scrutinized. If scrutiny occurs, it is from the critical scholars, writing in more critically-inclined journals, and thus, their research tends to be disseminated only to each other and stays confined within that small social group. On the other hand, scholars who support power are invited on television, quoted in newspapers, work with think tanks in formulating policy, take part in international conferences, and are invited into the corridors of power in order to implement policy.

Serving power obviously allows for a scholar to rise through the social hierarchy with relative ease. For those scholars who challenge power and the status quo, while entry into positions of power and influence are generally denied, there is still a necessity for toleration among the powerful. The major foundations (Rockefeller Foundation, Carnegie Corporation, Ford Foundation, etc.) often fund critical scholars and journals, not out of a desire to promote or support their ideas, but in order to keep critical scholars  “professionalized,” to keep them as institutionalized academics. If there were no forums, journals, conferences or venues for the discussion, dissemination and debate of critical scholars and ideas, they would have to turn to other avenues for the dissemination of ideas and knowledge, which generally leads to the public sphere, of community involvement, activism, or populist politics. With foundations providing funding for critical scholars, journals, and conferences, the academics remain dependent upon the institutional structure of academia, and their ideas do not reach the wider public, and thus, their critiques are ineffective and do not promote change or understanding within the general population. Thus, such a program of financing provides a “release valve” for intellectual dissent, to keep critical or radical scholars institutionalized and prevent them from becoming mobilized and activist-oriented.

Still, in spite of all the deleterious factors for the pursuit of genuine knowledge with the purpose of empowerment through (instead of power over); the fact that the focus was on ‘social problems’ led inevitably to the generation of activist-oriented intellectuals, for those who could transcend the confines of narrow structures of knowledge. It is not to say that when these intellectuals surfaced, so too did the social movements, but rather that as social movements emerged, progressed, and developed, activist-oriented intellectuals took note, and began providing a philosophical and intellectual basis for the movement to exist and move forward. In short, it was a confluence of different circumstances both within the academic institutions and in the wider society – national and global – which led to the origins of these intellectual leaders, critics, activists, and philosophers. These are the individuals that the Trilateral Commission referred to in its report on the “Crisis of Democracy” as “value-oriented intellectuals.”

Dissident Value-Oriented Intellectuals versus Technocratic Policy-Oriented Intellectuals

In the early 20th century, as the concepts and ideas of “public opinion” and “mass democracy” emerged, the dominant political and social theorists of the era took to a debate on redefining democracy. It was an era of social unrest, radical political ideologies and activists, labour unrest and rebellion, extreme poverty, war, and middle-class insecurity (sound familiar?). Central to this discussion on redefining democracy were the books and ideas of Walter Lippmann. With the concept of the “scientific management” of society by social scientists standing firm in the background, society’s problems were viewed as “technical problems” (as in, not structural or institutional) intended to be resolved through rational professionals and experts. Just as with Frederick Taylor’s conception of “scientific management” of the factory, the application of this concept to society would require, in Lippmann’s words, “systematic intelligence and information control,” which would become “the normal accompaniment of action.” With such control, Lippmann asserted, “persuasion… become[s] a self-conscious art and a regular organ of popular government,” and the “manufacture of consent improve[s] enormously in technique, because it is now based on analysis rather than rule of thumb.”[1] Thus, for elites to maintain social control in the tumultuous new age of the 20th century, they must “manufacture consent” of the people to support the existing power structures.

In 1922, Lippmann wrote his profoundly influential book, Public Opinion, in which he expressed his thoughts on the inability of citizens – or the public – to guide democracy or society for themselves. The “intellectuality of mankind,” Lippmann argued, was exaggerated and false. Instead, he defined the public as “an amalgam of stereotypes, prejudices and inferences, a creature of habits and associations, moved by impulses of fear and greed and imitation, exalted by tags and labels.”[2] Lippmann suggested that for the effective “manufacture of consent,” what was needed were “intelligence bureaus” or “observatories,” employing the social scientific techniques of “disinterested” information to be provided to journalists, governments, and businesses regarding the complex issues of modern society.[3] These essentially came to be known and widely employed as think tanks, the most famous of which is the Council on Foreign Relations, founded in 1921 and to which Lippmann later belonged as a member.

In 1925, Lippmann wrote another immensely important work entitled, The Phantom Public, in which he expanded upon his conceptions of the public and democracy. In his concept of democratic society, Lippmann wrote that, “A false ideal of democracy can lead only to disillusionment and to meddlesome tyranny,” and to prevent this from taking place, “the public must be put in its place… so that each of us may live free of the trampling and the roar of a bewildered herd.”[4] Defining the public as a “bewildered herd,” Lippmann went on to conceive of ‘public opinion’ not as “the voice of God, nor the voice of society, but the voice of the interested spectators of action.” Thus, “the opinions of the spectators must be essentially different from those of the actors.” This new conception of society, managed by actors and not the “bewildered herd” of “spectators” would be constructed so as to subject the managers of society, wrote Lippmann, “to the least possible interference from ignorant and meddlesome outsiders.”[5] In case there was any confusion, the “bewildered herd” of “spectators” made up of “ignorant and meddlesome outsiders” is the public, is we, the people.

Lippmann was not an idle intellectual whose ideas are anachronisms of history, he was perhaps the most influential political theorist of his day, advising presidents while still in his 20s, Woodrow Wilson invited him to organize his war-time propaganda ministry, the Committee on Public Information (which was actually Lippmann’s idea to create), and his ideas held enormous resonance and received immense support from elite institutions and individuals. The influence of Lippmann’s ideas can be seen in the political machinery of the party system, the media, academia, think tanks, the construction of the consumer society, the activities of philanthropic foundations and a variety of other avenues and activities.

Several decades later, in the midst of another major social crisis in the 1960s, elite intellectuals again engaged in a discussion on the direction of society, social engineering, social control, and the role of “intellectuals” in society.

McGeorge Bundy, a member of the Council on Foreign Relations (and later the Trilateral Commission), was the U.S. National Security Adviser, responsible for organizing foreign policy under Kennedy and Johnson (largely responsible for the Vietnam War), and in 1966, he went to become President of the Ford Foundation. In 1967, Bundy wrote an article for Foreign Affairs, the journal of the Council on Foreign Relations which McGeorge’s brother William Bundy (a former CIA analyst and State Department staffer in the Kennedy and Johnson administrations) would be editor of from 1972-1984, after declining the offer from David Rockefeller to be the Council president. McGeorge wrote in his 1967 article that:

The end of 1966 finds the United States with more hard business before it than at any time since 1962. We are embattled in Viet Nam; we are in the middle of a true social revolution at home; and we have undiminished involvement with continents and countries that still refuse to match our simpler pictures of them.[6]

Bundy lamented the idea that, “American democracy has no enduring taste for imperialism,” because despite all of the “nation’s interests overseas, the boys always want to come home.” Bundy then went on to explain the benefits of questioning particular policies the United States pursues, but not to question the entire premise of America’s foreign policy in general (namely, that of imperialism). Instead, Bundy acknowledged that most of the dissent and argument on the Vietnam War was in terms of “tactics, not fundamentals,” though, he acknowledged, “[t]here are wild men in the wings,” referring to those intellectuals who question the basis and fundamentals of foreign policy itself.[7] Such “wild men in the wings” and “value-oriented intellectuals” present such a monumental threat to established elite interests. As the Trilateral Commission’s report noted in 1975:

At the present time, a significant challenge comes from the intellectuals and related groups who assert their disgust with the corruption, materialism, and inefficiency of democracy and with the subservience of democratic government to “monopoly capitalism.” The development of an “adversary culture” among intellectuals has affected students, scholars, and the media. Intellectuals are, as [Political Economist Joseph] Schumpeter put it, “people who wield the power of the spoken and the written word, and one of the touches that distinguish them from other people who do the same is the absence of direct responsibility for practical affairs.” In some measure, the advanced industrial societies have spawned a stratum of value-oriented intellectuals who often devote themselves to the derogation of leadership, the challenging of authority, and the unmasking and delegitimation of established institutions, their behavior contrasting with that of the also increasing numbers of technocratic and policy-oriented intellectuals.[8]

The Trilateral Commission report later expanded upon the concept of the role of the intellectual in society. It stated that in the cultural history of Western Europe, “intellectuals are romantic figures who naturally get a position of prominence through a sort of aristocratic exaltation.” However, in periods of “fast changes,” they often come to lead and join “the fight against the old aristocratic tradition.” This, the Trilateral Commission contended, represented an “internal upsetting of the traditional intellectual roles.” This was identified as a “crisis of identity” in which, “[i]t has become a battle between those persons who play the audience, even if it is a protest type, and those who contribute to the process of decision-making.” Claiming that protest-oriented intellectuals are among “the audience” reinforces Lippmann’s assertion some decades earlier that the public are mere “spectators,” not capable of nor desired to engage meaningfully in politics. For the Trilateral Commission, the rise of “value-oriented intellectuals” was the result of the “intellectualization” of the “post-industrial society” in which their particular fields (namely, the humanities) became less useful in “application” and “practical use,” and thus, society “tends to displace traditional value-oriented intellectual disciplines to the benefit of action-oriented ones, that is, those disciplines that can play a direct role in policy-making.”[9] This would of course include the authors of the Trilateral Commission report itself, namely Samuel Huntington, who went on to work on the National Security Council under Zbigniew Brzezinski (co-founder of the Trilateral Commission) in the Jimmy Carter administration.

French philosopher Jean-Paul Sarte had long discussed the role of radical intellectuals in society and social movements. Following the major youth and student protests and movements of 1968, Sarte felt that the first duty of the radical intellectual is to “suppress himself as intellectual” and put his skills “directly at the service of the masses.” In a 1971 interview, Sarte was asked the question, “What should the radical intellectual do?” Sarte responded:

Today it is sheer bad faith, hence counterrevolutionary, for the intellectual to dwell in his own problems, instead of realizing that he is an intellectual because of the masses and through them; therefore, that he owes his knowledge to them and must be with them and in them: he must be dedicated to work for their problems, not his own.[10]

Thus, radical intellectuals should be creating revolutionary newspapers directed toward the masses, creating “a language that explains the necessary political realities in a way that everyone can understand.” Sarte was then asked, “Are you saying… that the responsibility of the intellectual is not intellectual?” He replied:

Yes, it is in action. It is to put his status at the service of the oppressed directly… the intellectual who does not put his body as well as his mind on the line against the system is fundamentally supporting the system and should be judged accordingly.[11]

As such, it is the responsibility of the radical intellectual to not lead, but follow and support the movements and struggles of the masses. For Sarte, the intellectual’s “privileged status is over.” Thus, “only activism will justify the intellectual.”[12] This is, in fact, a direct counter – or parallel – to the concept of the policy-oriented or technocratic intellectual, who directly partakes in the decision-making process. Just as the “technocratic intellectual” who partakes in the decisions of the institutions of power is “policy-oriented,” the radical intellectual directly partakes in the process of resistance (though not necessarily the decision-making process), and is also “action-oriented.”

In 1967, famed linguist Noam Chomsky wrote an essay in which he voiced his political opposition to the Vietnam War, entitled, “The Responsibility of Intellectuals.” In the article, which provoked widespread discussion and debate, Chomsky wrote:

With respect to the responsibility of intellectuals, there are still other, equally disturbing questions. Intellectuals are in a position to expose the lies of governments, to analyze actions according to their causes and motives and often hidden intentions. In the Western world, at least, they have the power that comes from political liberty, from access to information and freedom if expression. For a privileged minority, Western democracy provides the leisure, the facilities, and the training to seek the truth lying hidden behind the veil of distortion and misrepresentation, ideology and class interest, through which the events of current history are presented to us.[13]

As Chomsky explained, “If it is the responsibility of the intellectual to insist upon the truth, it is also his duty to see events in their historical perspective.”[14] This is, of course, in counter to the “technical experts” of social science, seeking to remedy “technical problems” of society in a “responsible” manner. In this sense, “responsibility” has a dual use: it is used by elites to denote those intellectuals who are “responsible” to the elite, and it is also used by dissenters to denote a “responsibility” to the truth and the people. Thus, the use of the word – whether one describes dissenters as “responsible” or “irresponsible” – tends to express more about those who use the term rather than those for whom they are applying the term.

This is, it must be acknowledged, not a new phenomenon. It is found throughout human history, though often called different things in different times and places. It can be found among the ancient philosophers and, indeed, the prophets of the Biblical era. As Noam Chomsky has elsewhere explained, “The history of intellectuals is written by intellectuals, so not surprisingly, they are portrayed as defenders of right and justice, upholding the highest values and confronting power and evil with admirable courage and integrity. The record reveals a rather different picture.” Chomsky further wrote:

A large part of the Bible is devoted to people who condemned the crimes of state and immoral practices. They are called “prophets,” a dubious translation of an obscure word. In contemporary terms, they were “dissident intellectuals.” There is no need to review how they were treated: miserably, the norm for dissidents.

There were also intellectuals who were greatly respected in the era of the prophets: the flatterers at the court. The Gospels warn of “false prophets, who come to you in sheep’s clothing, but inwardly are ravening wolves. By their fruits ye shall know them.”[15]

In his book, Sage, Priest, and Prophet: Religious and Intellectual Leadership in Ancient Israel, Joseph Blenkinsopp explained the use of the term ‘prophet’ in both historical and contemporary context. In the contemporary context, it is generally associated with “prediction, emotional preaching, [and] social protest,” though the Hebrew term for it (nabi), has been so widely and differently used to describe various individuals, including its usage to describe many who functioned in “sanctuaries and royal courts,” in which case, they would be individuals who serve power. On the other hand, for those that challenged the power structures, Blenkinsopp argued that they were essentially “dissident intellectuals.”[16]

Again, this drew a distinction in ancient times with the word ‘prophet’ to that we hold today with the word ‘intellectual’: denoting both those who serve and challenge power. Blenkinsopp explained that the prophets who were “dissident intellectuals” in the Biblical era “collaborated at some level of conscious intent in the emergence of a coherent vision of a moral universe over against current assumptions cherished and propagated by the contemporary state apparatus, including its priestly and prophetic representatives.” In other words, they challenged the institutions of power which existed during that era. These dissident intellectuals – much like those of the modern era – “often play a socially destabilizing role in taking an independent, critical, or innovative line over against commonly accepted assumptions of a dominant ideology.” In fact, stipulated Blenkinsopp, “radical change rarely, if ever, comes about without the cooperation or intervention of an intellectual elite.”[17]

Blenkinsopp described an era in which these prophets emerged in protest “at the accumulation of wealth and the luxurious lifestyle enjoyed by the few at the expense of the many.” The prophet – or dissident intellectual – Amos had lashed “out at those who store of the (fruits of) violence and robbery,” and who “live at ease in houses, the walls and furniture of which are inlaid with ivory.” Amos and another dissident intellectual, Isaiah, had “nothing but scorn for the idle rich and depict.” Blenkinsopp wrote:

The concentration of power and resources in the hands of the few, in this instance the political and hierocratic establishment and its clientele, is always liable to generate protest, especially if it is accompanied by the impoverishment of the many. A few decades after Amos, Hesiod claimed divine inspiration in denouncing unjust rulers.[18]

Thus, whether Hesiod, Hosea, Micah, or Isaiah, “all four belonged to the very small minority of the population that was literate and educated, and it was from that socially privileged position that their protest was launched.” These dissidents, however, were of a very small minority. For literally hundreds of years, the ‘prophets’ (intellectuals) of the era were “almost exclusively supportive” of power, “and there is no breath of challenge to the political or social status quo.” It was “in Israel and, to a lesser extent, Greece [where] a tradition of dissent and social protest develop[ed].” How were these dissident intellectual ‘prophets’ of the era treated? The established powers attempted to silence Amos and Micah, Hosea was ridiculed as “a fool,” and Isaiah was driven into “retirement” after an attempt to intervene in foreign policy matters.[19] So, while we claim them as prophets today, in their time they were treated as pariahs.

So whether in Biblical Israel, nearly 800 years before the arrival of Christ, or in the 1975 Trilateral Commission report, “dissident intellectuals” are to be feared and reviled by established powers, and it is clear that these powers will always attempt and actively take measures to minimize, ostracize, repress or eliminate such forms of dissent.

Thus, we have come to see the corporatization of our universities and the marginalization of dissident intellectuals in the neoliberal era. As Bronwyn Davies et. al. wrote in the European Journal of Education, few radical intellectuals of the 1960s and 70s “imagined how dangerous their work with students might seem to be to those in government or to the global leaders of big business and industry.” This was, of course, addressed by the Trilateral Commission, which above all represents the interests of the financial, corporate, political, and intellectual elite. This elite felt that “they must establish a new order to make the world more predictable, and they saw those radical intellectuals – both academics and journalists – as contributing to the dangerous disorder.”[20]

The Trilateral Commission was founded by two individuals: one a representative of high finance (David Rockefeller, Chairman and CEO of Chase Manhattan Bank), and the other a representative of the intellectual elite (Zbigniew Brzezinski, professor of political science, member of the Council on Foreign Relations, foreign policy official). Brzezinski wrote a book in 1970, Between Two Ages: America’s Role in the Technetronic Era, in which he laid out the problems of the technological and electronic era (hence, “tehcnetronic”) and elaborated on strategies to resolve them: politically, economically, and socially, including the formation of a “community of developed nations” to jointly work together in managing the world for their own benefit. Rockefeller, who was also a top official at the Council on Foreign Relations and also attended meetings of the Bilderberg group with Brzezinski (another exclusively elitist international think tank linking Western Europe and North America), took note of the book and its arguments, and recruited Brzezinski to help put together this “community,” and in 1973, the Trilateral Commission was formed. Brzezinski, in terms of intellectual influence, is perhaps as close to a Walter Lippmann for the globalized era as one could get. For decades, he has been a major foreign policy official with significant influence, sitting on the boards of major elite think tanks that produce policy plans which are implemented in the government, acting in an advisory capacity to almost every president since Jimmy Carter, and in terms of his still close relationship with the ruling financial oligarchy (namely, the Rockefellers).

In his book, Brzezinski discussed the need for “programmatic engineering” to manage and change American culture, of which he emphasized the roles played by education and the mass media over the alternative avenues of churches and traditional customs.[21] The manufacturing of culture, posited Brzezinski, was an American ‘obligation’:

Change in educational procedures and philosophy should also be accompanied by parallel changes in the broader national processes by which values are generated and disseminated. Given America’s role as a world disseminator of new values and techniques, this is both a national and a global obligation. Yet no other country has permitted its mass culture, taste, daily amusement, and, most important, the indirect education of its children to be almost exclusively the domain of private business and advertising, or permitted both standards of taste and the intellectual content of culture to be defined largely by a small group of entrepreneurs located in one metropolitan center.[22]

Brzezinski also discussed one of the more relevant and indeed, concerning facets of the Technological Revolution. Of course, writing of this as a ‘concern’ is in terms of Brzezinski writing from the perspective of an elite academic and strategic thinker, and thus, representing the elite class and their overall concerns. Namely, Brzezinski wrote on the prospects of a revolution against this process and the power structures involved, explaining that these groups are likely to emerge in both the developing world and industrialized world in opposition to the process of ‘modernization,’ which Brzezinski refers to as the advancement of the ‘Technetronic Revolution.’ In the Global South (the “Third World”), the revolutionary class is likely to emerge from the educated classes who are deprived of social opportunities fitting with their intellectual expectations. In the industrialized West, however, this “revolutionary intelligentsia” is most likely to emerge from the “middle-class intellectual equivalents” of the revolutionary class in the developing world. Thus, it would emerge among the educated middle-classes of the West, who are deprived of opportunities attuned to their education, thus creating a ‘crisis of expectations.’ Brzezinski wrote that the Technetronic Revolution had created a “social anachronism,” in which these groups may hold onto anti-industrial values and could possibly, even in the more modern countries, effectively block the modernization of their societies, “insisting that it be postponed until after an ideological revolution has taken place.” Brzezinski explained:

In this sense the technetronic revolution could partially become a self-limiting phenomenon: disseminated by mass communications, it creates its own antithesis through the impact of mass communications on some sectors of the intelligentsia.[23]

Brzezinski’s answer to these profound and potentially revolutionary circumstances was to employ more social engineering, more social control, more integration and coordination among global powers; essentially, to strengthen power structures at the expense of all others. Brzezinski wrote that there was a “mounting national recognition that the future can and must be planned; that unless there is a modicum of deliberate choice, change will result in chaos.”[24] He elaborated:

Technological developments make it certain that modern society will require more and more planning. Deliberate management of the American future will become widespread, with the planner eventually displacing the lawyer as the key social legislator and manipulator… How to combine social planning with personal freedom is already emerging as the key dilemma of technetronic America, replacing the industrial age’s preoccupation with balancing social needs against requirements of free enterprise.[25]

In the same line of arguing in favour of more coordination, planning, and “technical” expertise, Brzezinski also posited an image of where this could eventually lead:

Another threat, less overt but no less basic, confronts liberal democracy. More directly linked to the impact of technology, it involves the gradual appearance of a more controlled and directed society. Such a society would be dominated by an elite whose claim to political power would rest on allegedly superior scientific know-how. Unhindered by the restraints of traditional liberal values, this elite would not hesitate to achieve its political ends by using the latest modern techniques for influencing public behavior and keeping society under close surveillance and control…  Persisting social crisis, the emergence of a charismatic personality, and the exploitation of mass media to obtain public confidence would be the steppingstones in the piecemeal transformation of the United States into a highly controlled society.[26]

Thus, we come to understand the ideologies, intent, and actions of two divergent social actors: the technocratic and policy-oriented intellectual and the dissident action-oriented intellectual. One supports power, one supports people. Our educational system is still to a significant degree composed of and designed to produce (like industrial factories for intellectual products) those intellectuals who support power, who engage in social engineering with the purpose of social control. Dissident intellectuals, while they exist, remain confined. They engage in research and write in academic journals which reach only other dissident intellectuals. This is the case not only in the West, but across a great deal of the world. There are, of course, exceptions, but they are few and far between. The knowledge and ideas and dissident intellectuals must be designed not for the purpose of internal discussion and debate among other dissidents within the institutions of academia, but to reach the masses, to empower the people, and to join – actively and actually – with the people as they mobilize for change. In order to do this, new forums, conferences, media, and other sources and organizations should attract the “value-oriented intellectuals” away from Ivory towers of intellectual isolation and into the people-oriented pathways of political action. The language must be made less academic and more accessible, the activities must be more directly engaged with people than distant and distracted.

The rigors of academic life make this a great challenge, not only for students but for professors as well. Professors are expected to publish consistently in journals and other publications, and so when they are not teaching or instructing, they are researching and writing, independently and isolated. There is very little time or opportunity for direct engagement, or for writing for other publications and avenues which could allow their research to reach a wider audience. This keeps intellectuals disciplined and distracted, and ultimately, gives little relevance to their research in terms of actually affecting any meaningful changes in society. However, here we come to understanding the inherent dichotomy of a crisis, in this case, the “Crisis of Education.” As the crisis of education leads to increased costs, increased debts, decreased enrollment, decreased opportunities, increased social unrest, increased student resistance, and ultimately, a decrease in the amount of teachers and professors (this is already taking place), there also opens an avenue through which much of the disciplinary mechanisms which held dissident intellectuals back will be eroded. With nothing left to lose (in terms of job security, financial stability, social prestige and opportunity), dissident intellectuals will be far more inclined toward participation in activism and social movements. Avenues for their participation should be opened up and extended as this crisis continues and deepens.

A simply example of such an opportunity to attract dissident intellectuals would be a type of international conference, media, and educational institute. It could begin with a conference, drawing dissidents from around the world – from Egypt, Tunisia, Greece, Turkey, Israel, Spain, the U.K., Canada, Australia, United States, Iceland, Ireland, Chile, Taiwan, etc. – to hold a discussion and debate on the origins, evolution, development and potential for the growing social and activist movements, whether in the Arab Spring, Occupy Wall Street, anti-austerity protests, student strikes, and others. The conference could be televised for free online, so people all over the world could view and engage. A major aim and result of the conference could be to establish an educational institution, which brings together such intellectuals from around the world with more consistency, which organizes a network of globally connected but locally-oriented decentralized schools, designed specifically for a broad, multi-disciplinary and globally-relevant education for social change. They could hold classes in which students and teachers engage as equals, bringing in local activists, alternative media, even filming the actual classes and discussions to post online, even provide a live feed. The aim would be to provide education for the purpose of empowering people to activism and social change. They could establish their own media outlets, providing research and discussion of activities by students and professors, and become engaged in actively planning and helping organize social movements, protests, and other activities.

The point would be to provide a forum where education has an empowering social purpose, where it integrates itself with other elements of society and does not remain isolated and insulated. For example, if one such discussion were to take place in a local decentralized school on the topic of food sustainability, agriculture, GMOs, and the politics of food, the result could be a decision to establish a network of organic farmers who would be willing to produce cheap food for poor areas, establish a space where there could be a cheap organic food market, or cheap (or free) meals made with the food, but dispensing it to poor people in poor areas of major cities, who would otherwise not have the means of good food for decent prices. It’s a very simple program, but the effects can be profound. Not only could it begin to integrate farmers and agriculturalists with such an emerging movement, but it could integrate the poor more closely with such a movement. The poor are, after all, the largest constituency in the world, and the one in the most need of help and empowerment. For the poor, the ideological and power struggles between the middle and upper classes are largely irrelevant, because neither benefit nor empower them. If there is to be a true and genuine revolutionary change in global society, acting without the ideas and support of the poor is a sure way to guarantee failure for genuine change. To get the support of the poor, the poor must be supported; they must be given a stake in the future, empowered to act and participate in change, and the starting point for this is to address the immediate necessities of poor people everywhere: food, clothing, shelter.

The difference between how ‘social control’-oriented institutions (such as foundations and NGOs) address poverty and how revolutionary and radical organizations would address poverty, is the intent and methods in dealing with these immediate concerns. NGOs and foundations seek to establish methods of providing food, clothing, shelter and general necessities so much as to address the symptoms of poverty, not the causes, and thus, to ultimately sustain the system that creates poverty by alleviating the worst conditions just enough to prevent rebellion or resistance. Revolutionary or radical organizations would seek to address the immediate concerns of the poor in order so that they may be empowered and able to begin finding ways to support themselves, to learn from them, and to provide access to forms of knowledge which have been denied to them. Thus, any programs of directly helping the poor would have to be accompanied with opportunities for education, knowledge, and outlets for action. The point is not to simply feed a poor individual, but to disseminate knowledge about why they are poor, how society creates and sustains the poor, the sources and solutions to poverty. Thus, it does not simply alleviate the symptoms, but empowers the individuals. Further, any radical movement must in turn be educated by the poor, for through their very existence, they are better able to understand the nature of the system that exists, because they have always been subjected to its most ugly and oppressive apparatus. While it may be easy for middle class intellectuals and students to promote a revolutionary cause based upon an ideology of how the state can and should function, poor people are able to give a better idea of how the state does function, has functioned, and thus, raise critical questions about the ideas, objectives, and actions of middle class and other radicals. The point would not be to be modern missionaries, providing food with “the Bible,” but to help – not out of pity but out of empathy and necessity – to empower, and, ultimately, to learn from and work with the poor. If any radical or revolutionary movement emerges which does not include a significant number of leaders from the poor population, and without significant support from the poor population, it is inherently anti-democratic and unworthy of pursuit.

This is, of course, just one example. The objective then, would be to find a way to bring dissident intellectuals out of the rigid confines of academia, and into the real world: to embolden, empower, and engage with the people, to participate in activism and social mobilization, and to work with a wide variety of other social groups and sectors in order to collectively participate in the construction of a new and far better world. It is time that this must be the acknowledged purpose of intellectuals, not the exception.

Andrew Gavin Marshall is an independent researcher and writer based in Montreal, Canada, writing on a number of social, political, economic, and historical issues. He is also Project Manager of The People’s Book Project. He also hosts a weekly podcast show, “Empire, Power, and People,” on BoilingFrogsPost.com.

Notes

[1]            Frank Webster and Kevin Robins, “Plan and Control: Towards a Cultural History of the Information Society,” Theory and Society (Vol. 18, 1989), pages 341-342.

[2]            Sidney Kaplan, “Social Engineers as Saviors: Effects of World War I on Some American Liberals,” Journal of the History of Ideas (Vol. 17, No. 3, June 1956), pages 366-367.

[3]            Sue Curry Jansen, “Phantom Conflict: Lippmann, Dewey, and the Fate of the Public in Modern Society,” Communication and Critical/Cultural Studies (Vol. 6, No. 3, 2009), page 225.

[4]            Walter Lippmann, et. al., The Essential Lippmann: A Political Philosophy for Liberal Democracy (Harvard University Press, 1982), page 91.

[5]            Ibid, page 92.

[6]            McGeorge Bundy, “The End of Either/Or,” Foreign Affairs (Vol. 45, No. 2, January 1967), page 189.

[7]            Ibid, pages 189-191.

[8]            Michel J. Crozier, Samuel P. Huntington and Joji Watanuki, The Crisis of Democracy, (Report on the Governability of Democracies to the Trilateral Commission, New York University Press, 1975), pages 6-7.

[9]            Ibid, page 31-32.

[10]            Ronald Aronson, “Sarte and the Radical Intellectuals Role,” Science & Society (Vol. 39, No. 4, Winter 1975/1976), pages 436, 447.

[11]            Ibid, pages 447-448.

[12]            Ibid, page 448-449.

[13]            Noam Chomsky, “A Special Supplement: The Responsibility of Intellectuals,” The New York Review of Books, 23 February 1967:

http://www.nybooks.com/articles/archives/1967/feb/23/a-special-supplement-the-responsibility-of-intelle/

[14]            Ibid.

[15]            Noam Chomsky, “Great Soul of Power,” Information Clearing House, 26 July 2006:

http://www.informationclearinghouse.info/article14221.htm

[16]            Joseph Blenkinsopp, Sage, Priest, Prophet: Religious and Intellectual Leadership in Ancient Israel (Westminster John Knox Press, 1995), page 2.

[17]            Ibid, page 144.

[18]            Ibid, pages 153-154.

[19]            Ibid, page 154.

[20]            Bronwyn Davies, et. al., “The Rise and Fall of the Neo-liberal University,” European Journal of Education (Vol. 41, No. 2, 2006), page 311.

[21]            Zbigniew Brzezinski, Between Two Ages: America’s Role in the Technetronic Era (Greenwood Press, Westport: 1970), page 265.

[22]            Ibid, page 269.

[23]            Ibid, page 278.

[24]            Ibid, page 256.

[25]            Ibid, page 260.

[26]            Ibid, pages 252-253.

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The Purpose of Education: Social Uplift or Social Control?

The Purpose of Education: Social Uplift or Social Control?

By: Andrew Gavin Marshall

This is part 2 of the series, “Class War and the College Crisis.”

Part 1: The “Crisis of Democracy” and the Attack on Education

Part 3: Of Prophets, Power, and the Purpose of Intellectuals

Part 4: Student Strikes, Debt Domination, and Class War in Canada

Part 5: Canada’s Economic Collapse and Social Crisis

Part 6: The Québec Student Strike: From ‘Maple Spring’ to Summer Rebellion?

In Part 1 of this series, I examined the elite assault on education – through the Chamber of Commerce, right-wing think tanks, and the Trilateral Commission – which arose in response to the massive social and political activist movements of the 1960s. The threat of popular democratic participation – that is, active and activist participation of the population in the decision-making process of a community or nation – was too much to bear. The fact that a significant degree of this activism had been mobilizing from the universities was enough reason for elites to declare a “crisis of democracy” and demand more apathy, complacency, and pacification from the population, more authority for themselves, and more control over the society as a whole. The result of this was neoliberalism – globally and locally – in government, the media, and the schools. The “Crisis of Democracy” was that there was too much of it. The solution, therefore, was to deconstruct democracy.

The emergence and spread of education – both mass public and university – is generally considered to be the result of the Enlightenment ideals and the emergence of democracies. The idea was that education was developed and designed for the purpose of enlightening individuals, spreading literacy and fostering intellectual pursuits which would yield for the benefit of the whole of society, a benevolent institution. Indeed, there are these elements to the history of education; but like with most things, there are other, deeper, elements to the story. So it begs the question: what is the purpose of education?

The spread of ‘mass education’ of primary and secondary education from the Prussian system in the 18th century was designed to socialize the population into a state-structured ideology (taking the monopoly of education away from the religious and community institutions and into the hands of the emerging nation-state). The aim, therefore, of mass – or public – education was not a benevolent concept of expanding and sharing knowledge (as is purported in liberal thought), but rather as a means to foster patriotism and support the state system in preserving the social class structures. In 1807, Johann Gottlieb Fichte, one of the founding philosophers of this system, explained that educated was the means toward fostering patriotism, as “universal, state-directed, compulsory education would teach all Germans to be good Germans and would prepare them to play whatever role – military, economic, political – fell to them in helping the state reassert Prussian power.”[1] As British philosopher Bertrand Russell explained:

Fichte laid it down that education should aim at destroying free will, so that, after pupils have left school, they shall be incapable, throughout the rest of their lives, of thinking or acting otherwise than as their schoolmasters would have wished.[2]

It was in the promotion of state formation and patriotism that European nations, one after the other, developed mass schooling systems. In the United States, mass schooling was not directed toward the political process of ‘state formation’, but rather the cultural process of ‘nation-building’ in the 19th century. In the 19th century, the United States remained largely rural and nonindustrial, and thus, “the apparatus of state control was extremely weak in most communities.” As Meyer et. al. argue: in the American Journal of Sociology:

The spread of schooling in the rural North and West can best be understood as a social movement implementing a commonly held ideology of nation-building. It combined the outlook and interests of small entrepreneurs in a world market, evangelical Protestantism, and an individualistic conception of the polity.[3]

In early 19th century United States, many worried about “a new industrial feudalism supplanting the old order.” For such reformers, the complex circumstances in which they found themselves – of a society in which the old ideas and institutions were disappearing and new ones were emerging – could best be addressed by the common school, “serving all citizens, stamping them American and unifying the nation.”[4] This was, in itself, a desire for ‘social control’ in a socially disruptive circumstance of rapid change in all realms of human activity. As Robert H. Wiebe explained, “the instruments of control were themselves the means of improvement,” and schools were viewed as “assimilating, stabilizing mechanisms.” By the 1830s, school reformers “were urgently seeking a new national cohesion, a source of uniquely American wholeness.” The focus on socializing children was of the utmost concern. As one reformer stated, children “must be taken at the earliest opportunity, if the seeds of good are to be planted before the seeds of evil begin to germinate.” Thus, “the role of the educator was to construct a model environment around the child.”[5]

In the early 20th century, most Americans began to view “education as a task specifically of the schools rather than of a general society, a reflection of both the school’s expertise and a modern society’s rational differentiation of functions.” The institutional structure of schools became nationalized and more state-oriented than previously:

Central agencies of education, professionalization and publicity – the major teachers colleges and accrediting agencies, a revitalized National Education Association and a lengthening list of professional journals – set the agenda for discussion and the boundaries of debate throughout the land.[6]

The lower levels of education are directed at producing “general outputs for society,” while the higher levels may actually reflect and affect “socially and politically constituted authority.” In short, the lower levels produce the masses, while the higher levels may produce the managers. The university system is the dominant form of higher education in the world, far outweighing other forms of educational institutions that have existed through history. Universities emerged during the medieval period in Europe, which have been described as “corporations having close relations with both Church and State but possessing considerable independence in relation to each.”[7]

With the universities of medieval Europe, as sociologists Ramirez and Meyer explained, “a more promising strategy considers the relationship between centralized authority and the rise of universities,” as situations of political decentralization tended to favour the establishment of universities.[8] The university which arose during the Medieval period (1150-1500) was a corporation, a guild of masters and scholars, or professors and students. This was the era in which Western civilization was rapidly developing, and this “new and uniquely Western institution resulted from a combination of powerful societal trends.” These trends, wrote John. C Scott in the Journal of Higher Education, included “the revival of mercantilism, growth of cities and the urban middle class, and bureaucratization, along with the 12th-century intellectual renaissance.” Thus:

As European society became more complex, the universal Roman church, secular governments, and municipalities required educated priests, administrators, lawyers, physicians, and clerks for business. Fulfilling this social demand were the universities, which were clearly oriented toward teaching and the learned professions.[9]

There were student-controlled universities, predominantly in the south, such as the Bologna University, as well as universities of faculty governance, such as with the University of Paris. By 1500, the faculty-controlled university became dominant. The aims of the Medieval university was the pursuit of knowledge, “divine truth and learning,” focusing on the areas of law, medicine, and theology. Monarchs and others increasingly relied upon such learned men for their advice in matters of state and court systems, foreign affairs and diplomacy. At the undergraduate level, students came from all social classes and generally studied liberal arts. At the graduate level, however, “students pursued the higher disciplines of theology, medicine, and law. Most alumni served the church, state, or municipality in various capacities.” Save Russia, most of Europe had universities by the end of the Middle Ages, with roughly 80 in the region by then. Predominantly chartered by the Roman church, or by monarchs, these pseudo-autonomous institutions “were subject to the authority of popes, monarchs, local bishops, dukes, or municipalities, depending upon the country and century.”[10]

The medieval university had a cosmopolitan nature, seen as a place of “universal knowledge” which was tied to the “universal ideology of Christendom,” and was not tied to any particular nation-state, largely developing prior to the centralization of nation-states. Scholars traveled all across Europe to the great medieval universities, from Bologna to Paris, to Oxford and Toledo, reflecting their cosmopolitan nature. As sociologist Gerard Delanty wrote in the journal, Social Epistemology:

At first the scholars were generally monks but later they were increasingly secular and became absorbed into the centralization and absolutist state. With the rise of the territorial nation-state from the seventeenth century onwards, the university became increasingly more and more nationalized and gradually lost its transnational character. With this went a decline in its ecclesiastical function: knowledge became a free-floating discourse to be used for domination or emancipation… As an institution the university owed its tremendous power to the fact that it originated at a time when the moral and political power of the Church was in decline but when the modern state system had not yet emerged.[11]

Thus, “the university found itself in a powerful position and could monopolize the field of knowledge.” As the ‘Age of Reason’ descended upon the West, the universal ideology of Christendom that was so paramount in the medieval period shifted to one of rationalizing logic and experimental science. The Reformation and scientific revolution “greatly facilitated this shift in the function of the university.” The university became the institution of knowledge, and as a result, was able to resist both church and state. However, in the transition into the modern period, with the rise of the nation-state, the state quickly sought to ally with the university, which increasingly came under state patronage. The state, whether the British Restoration government or French Absolute state, viewed the universities “as important institutions in the administration of society.”[12]

As the nation-states developed, particularly in England, Spain, and France, the relative autonomy of the first universities started to be eroded. As one academic wrote, “universities throughout Europe in the course of the fifteenth century tended in the same direction – towards the nationalization of Paris as of all other universities.” The University of Paris, then, became subservient to the crown and, thereafter, universities increasingly became national institutions with the mission of “service to the state.”[13]

The role for universities in training a new governing elite became increasingly important as the schools came under the control of new nation-states, municipalities and principalities: “Kings therefore emphasized the acquisition of advanced, secular knowledge and technical skills by students – future public servants – in order to build up efficient state bureaucracies.” Close advisers to kings, princes, and republics would also be expected to be men with legal training from the universities. This era marks the transition from the medieval university to the early modern university:

the early modern university was far more socially responsive than the medieval university because of humanist professors’ emphasis on ethical values for themselves and their students. Early modern universities continued to expand as a movement while making solid scientific and scholarly contributions. The newly consolidated state began to increase visitations, intervention, regulation (curriculum, subjects taught, and publications allowed), and appointment of chancellors.[14]

This was also the era in which these institutions increasingly moved toward professionalization in the modern sense, armed with a new “sociopolitical mission” as “an ideological arm of the state.” As one writer explained it, “The state protects the action of the University; the University safeguards the thought of the state.” Between 1500 and 1800, the university in Europe experienced an enormous expansion, even into Russia, which was untouched by the medieval university, and Europe had roughly 190 universities existing during this period. This era of early modern civilization, with the growth of the nation-state, and the imperial expansion into the New World, the Spanish even put in place state-controlled colonial universities across Latin America, the first of which was founded in Santo Domingo [today Haiti and the Dominican Republic] in 1538. These universities, overtly serving a colonial agenda, “prepared missionaries and jurists for the settlement of the New World.”[15]

With the Enlightenment came a new form of nation-state, the Liberal Nation-State, which further influenced the changing nature of the university during this era. The Enlightenment era saw the further development of the university “under the auspices of the central and national state providing it with a system of knowledge, which was at the same time a system of power.”[16] The aim was to put these universities “to work for the new liberal State and its economic needs.”[17]

Fichte, who was considered one of the intellectual fathers of the Prussian mass schooling system, was also influential in the move toward a modern university system, and his goals were quite similar. Just as mass schooling was established to serve the state, Fichte felt that “the academics should be the new spiritual leaders of society.” The main difference between this Enlightenment model of the university and the medieval one was marked by the shift from city to nation. As the Enlightenment had different effects in different nations, the relationship that developed between the nation and the university was different in each case. In Germany, the university became the cultural center of the nation, while in France its focus was more on producing an actual core of civil servants. In each case, however, the aim of the university was to serve the nation in some capacity, whether functionally, ideologically, culturally, or all of the above.[18]

With the development of the American university system, we still see the objective of serving the nation as inherent in this Enlightenment idea of the ‘modern university.’ In America, the new schools were replacing the old, ill-equipped and elitist colonial colleges. The establishment of universities became a core mission of the founders, as ten key founders also founded academic institutions, including George Washington, Thomas Jefferson, Benjamin Franklin, James Madison, George Wythe, Benjamin Rush, William S. Johnson, William R. Davie, Abraham Baldwin, and Manasseh Cutler. Thus, many of the schools had inherent within them a ‘nationalizing’ mission, a mission to serve the nation, though it may not be explicitly the State.[19]

At the turn of the 20th century, there was a great debate on the missions of the new distinctly American universities. There were profound social, political, and economic changes that had occurred in the post-Civil War period, as America experienced its Industrial Revolution, rise of the corporations, and with that, the Robber Baron industrialists, who increasingly took over the political culture of the nation, which was increasingly centralizing, increasingly imperialistic, and with the labour class exponentially distrustful, resentful and resistant to the new dominant capitalistic powers that emerged. This was further checked by an increasingly educated middle class, informed largely by the rapid new developments in communications and technology, who were also becoming wary of the excesses of Big Business, but at the same time, worried about the threat of rebellion from the lower classes. In short, it was a socially explosive situation, in what came to be known as the Progressive Era, as middle class reformers took the stage in advocating and implementing major social reforms to establish a more stable, lasting society. Thus, the new modern American universities were to combine the ideals of research, teaching, and public service, as many believed the schools should “advance basic knowledge and provide the technical expertise required by a modern industrial society.”[20] Thus, as Scott wrote:

Faculties in the new applied sciences, emerging social sciences, and even an important minority in the humanities believed strongly in the social utility of their disciplines. Professors in the social sciences were often committed to public service. To this end, schools of political science were established at Columbia, Michigan, and Wisconsin during the 1880s and 1890s. At the same time, within departments of economics and sociology, there were devotees of social utility. Psychology, which was then a part of philosophy, also developed a faction devoted to utility (pragmatism). Social scientists served their society in the capacity of experts, which also involved research. By 1900, the “useful” university was establishing such untraditional fields of study as business administration, physical education, sanitary science, and engineering.[21]

The Robber Baron industrialists of the late 19th century – Morgan, Rockefeller, Carnegie, Astor, Vanderbilt, Harriman, etc. – were unquestionably the dominant powers in the country. They controlled the economy, hundreds of corporations, had hundreds of millions or billions in wealth, the banks, bought the politicians, directed foreign policy into an increasingly imperialistic direction, and thus, they saw it as essential to cement their control over society through social institutions, as the masses were hateful of them and needed to be properly controlled. Social control became the major concept of interest for elites and middle class reformers.

In this era of social control, education became increasingly important, not only in terms of mass schooling, which experienced many reforms, but also in terms of the university system. As Andrew Carnegie wrote in 1889, at the top of the list of “charitable deeds” to undertake was “the founding of a university by men enormously rich, such men as must necessarily be few in any country.” It was in this context, of robber barons seeking to remake education, that we see the founding of several of America’s top universities, many of which were named after their robber baron founders, such as Stanford (after Leland Stanford), Cornell (after Ezra Cornell), and Johns Hopkins, who owned the Baltimore & Ohio Railroad.[22] This new class of industrialists, who emerged out of the Civil War in America, “challenged the position of the old propertied, pre-industrial elite. This struggle crystallized in particular around the reform of the educational system that had legitimated the old elite’s domination.”[23] The modern university was born out of this struggle between elites, with the old educational system based upon religious and moral values, “and the making of gentlemen,” while the “new education” focused on “the importance of management or administration” as well as “public service, [and] the advancement of knowledge through original investigation.”[24]

John D. Rockefeller founded the University of Chicago in 1891, and the President of the University, “initiated a new disciplinary system, which was enormously influential.” Ultimately, it “led to the formation of the department structure of the American university, which was internationally unique,” and was later exported around the world “with the help of American foundations.”[25] This disciplinary system consisted of separating politics from economics (rejecting the notion of ‘political economy’ and its ‘ideologies’), as ideology was “deemed unscientific and inappropriate in social sciences and political scientists have increasingly seen their function as service to the powerful, rather than providing leadership to populist or socialist movements.”[26]

There was an obvious desire to “foster the teaching of practical knowledge and skills serving the development of commerce and industry, against the prevailing academic traditions.” However, it also allowed for “a way of diagnosing the social upheavals caused by the accelerated shift from a still largely agrarian society to an industrial mass society” of which they were the dominant class. In particular, the labor unrest of the 19th century was especially prevalent in the minds of the dominant class. Since “social reform was inevitable,” these industrialists “chose to invest in the definition and scientific treatment of the ‘social questions’ of their time,” and subsequently, they “promoted reformist solutions that did not threaten the capitalistic nature of the social order,” and instead constructed a “private alternative to socialism.”[27] In other words, it marked the construction of a highly corporatist society, merging state and corporate power through institutions, individuals, and ideology.

The Social Sciences and Social Control

The concept of ‘social control’ emerged from the developing field of sociology as a discipline in the late 19th and early 20th centuries. As sociologist Morris Janowitz wrote in the American Journal of Sociology, “in the emergence of sociology as an intellectual discipline, the idea of social control was a central concept for analyzing social organization and the development of industrial society.”[28] Social control is largely viewed as forms of control which reduce coercion, and thus, enhance consent to the system or organizations in question. Even a society with an effective system of social control would require a structure of coercion, but depending on how advanced the social control system is, the less need there would be for coercion. Hence, the societies which are the most advanced in social control would also be less dependent upon internal methods of coercion. Thus, it was within liberal democratic states that both the study and implementation of social control became most effective. In this sense, the question was “whether the processes of social control are able to maintain the social order [hierarchy] while transformation and social change take place.”[29]

Sociology largely emerged from the University of Chicago (founded by John D. Rockefeller), with the world’s first department of sociology founded in 1892. The sociologists who rose within and out of the University of Chicago made up what was known as the ‘Chicago School of Sociology.’ The school developed the most influential sociologists in the nation, including George Herbert Mead and W.I. Thomas, two scholars who had profound influence on the development of the concept of ‘social control,’ and sociologists became “reform-oriented liberals, not radical revolutionaries or conservative cynics.”[30]

The new industrial elite accumulated millions and even hundreds of millions by the end of the 19th century: Andrew Carnegie was worth roughly $300 million after he sold Carnegie Steel to J.P. Morgan in 1901, and by 1913, John D. Rockefeller was estimated to have a personal worth of $900 million. It was with Rockefeller that we see the development of the scientific notion of philanthropy.[31] Rockefeller had founded the Institute for Medical Research in 1901, the General Education Board (GEB) in 1903, and the Sanitary Commission for the Eradication of Hookworm in 1909. Rockefeller, however, wanted to consolidate his philanthropic enterprise as he had his industrial oil enterprise, and so in 1909 he decided he wanted to establish one great foundation, which “would be a single central holding company which would finance any and all of the other benevolent organizations, and thus necessarily subject them to its general supervision.”[32] In 1913, the Rockefeller Foundation received a charter of incorporation from the State of New York.

Between 1881 and 1907, Andrew Carnegie had contributed over $40 million to establishing more than 1,600 libraries in the United States alone, but it was after selling Carnegie Steel to J.P. Morgan in 1901 for $300 million that Carnegie began to look at philanthropy on a much larger scale. In 1902, he founded the Carnegie Institution of Washington, and in 1904, founded the Carnegie Corporation of Washington, of which the mission was, “to encourage in the broadest and most liberal manner, investigation, research and discovery, and the application of knowledge to the improvement of mankind,” much like the original mission statement of the Rockefeller Foundation created some years later, “to promote the well-being of mankind.”[33] Carnegie founded, in 1911, the Carnegie Corporation, chartered by the New York State legislature.[34]

These philanthropic foundations, and the many others that appeared in and around the same time, and thereafter, were largely imbued with the idea of “science in the service of society” as a goal for the foundation, basing its actions upon a new rationality brought on by the scientific revolution, and by the notions of reform pushed forward in the Progressive Era, based largely upon the concept of scientific social planning “to problems that educators, the new sociologists, social workers, and political scientists found important.” However, as the wealth of the foundations and the positions of their patrons attracted criticisms, a Congressional commission was on industrial relations (founded to settle a matter related to a brutal repression of a mining strike by a Rockefeller-owned mining company) expanded its scope to deal with the general issue of the foundations. The Walsh Commission, as it was known (after its founder, Frank P. Walsh), was formed in 1914, and Walsh explained the inclusion of the foundations in the commission by postulating that:

the creation of the Rockefeller and other foundations was the beginning of an effort to perpetuate the present position of predatory wealth through the corruption of sources of public information… [and] that if not checked by legislation, these foundations will be used as instruments to change to form of government of the U.S. at a future date, and there is even a hint that there is a fear of a monarchy.[35]

In 1916, the Walsh Commission produced its final report, the Manly Report (after the research director, Basil M. Manly), which concluded that the foundations were so “grave a menace” to society, that “it would be desirable to recommend their abolition.” No such actions were taken.[36]

David Nugent, an anthropologist at Emory University, wrote a rather lengthy article for the academic journal, Identities, on the role of foundations in shaping the social sciences. Nugent takes a look at the development of the social sciences in relation to the construction of an American Empire. As such, the shaping of the social sciences was designed, at least in part, with an aim to facilitate the emergence and maintenance of a large, globally expanding empire, but an empire unlike previous ones, with no official overseas colonies; rather, it was to be an informal global empire. Globally expansive and locally administered colonies were to replaced with globally expansive and locally applicable social sciences. In order for the empire to spread its military and commercial might across the world, first, the ideas at the heart of the empire must proliferate globally. Imperialism is not merely a political or economic endeavour; it is, and arguably more importantly, a socio-cultural process.

The colonization of the Americas and Africa by the European powers – with their political apparatus and for the benefit of their commercial and financial appendages – would not have been possible without the powerful social and cultural imperialism of the missionaries, whose ‘gospel’ debased traditional local cultural, spiritual, and religious practices and introduced new conceptions of morality, values, truth, justice, and knowledge. The social sciences then, presented the world with a form of imperialism focused on the construction of a new form of knowledge by which to understand, define, categorize, and change our world. The new missionaries spreading this new gospel were the dominant American foundations, most notably, the Rockefeller and Carnegie Foundations, later to be joined by a plethora of others, including the Ford Foundation.

Nugent divides the construction of the social sciences in America, and indeed around the world, into three specific time periods; periods which are defined by economic crises and major geopolitical shifts taking place within those parts of the world which the United States seeks to dominate and control. The first period Nugent identified is what he referred to as the “Formation of Overseas Empire,” from 1900-1940. This period was preceded with an economic depression in 1893 and ended with World War II, though the most rapid changes in the social sciences occurred between World War I and World War II. The second period Nugent identified, the “Consolidation of Overseas Empire,” covered the period of 1943 to 1972, responding to the Depression in the 1930s, the ending of World War II and the subsequent decolonization of the so-called ‘Third World,’ and came to an end with the end of the Bretton Woods agreement in 1972, signaling a new phase of rapid economic changes. The third major period then, the “Reconstruction of Overseas Empire,” took place roughly between 1972 and 2001, which began with the recession of the early 70s, marking profound changes across the Third World, the emergence of neoliberalism, and advanced into the 21st century.[37]

Nugent rightly points out that, while the sponsors of the social sciences, namely, the major foundations, produced such knowledge with specific purpose and intent in establishing and re-enforcing hegemony, empire, domination, social engineering, and social control, it would be a mistake to brand all social science knowledge as being in the service to such interests. Indeed, Nugent wrote, “each of the three period generated a small body of progressive scholarship alongside a much larger corpus of conventional knowledge.”[38]

In the period between World War I and World War II, just as the foundations were themselves emerging, their initial focus in education was in financing the reorganization of major universities in the United States, and almost simultaneously, “they also oversaw sweeping changes in the organization of the social sciences – in the aims, methods, and means of evaluating research, in the background, training, and professional activities of the practitioners, and in the institutional processes that underwrote the production of knowledge.”[39] In this period, both Western scholars in North America and Europe, as well as non-Western scholars in Africa, the Americas, and even in China, were concerned with studying the ways in which North Atlantic industrial capitalism and European imperialism had been “shaping regional and local arenas around the globe, in undermining indigenous economic and socio-political forms, in precipitating enormous population movements, and in stimulating novel cultural configurations and new forms of political affiliation.”[40]

While the Rockefeller philanthropies (including the General Education Board, the Laura-Spellman Rockefeller Memorial, and the Rockefeller Foundation) as well as the Carnegie Corporation were the most influential in this process, they were joined by the Russell Sage Foundation, the Julius Rosenwald Fund, the Phelps-Stokes Fund, and eventually several prominent think tanks (which they also created), such as the Brookings Institution and the Council on Foreign Relations. It was not merely within the United States that these foundations organized and funded the social sciences, but in fact across much of the English-speaking world as a whole, and indeed, well beyond it. Much of their finances went to helping various organizations reform and accommodate these new forms of knowledge; however, the foundations also created several new institutions to achieve their goals in the social sciences or to focus on the specific goal of altering particular institutions. As Nugent noted:

during a period when nation-states were the main arbiters of cultural messages and capital flows, the social science infrastructure that Rockefeller, Carnegie and the other foundations helped to construct was largely independent of (though in no way in conflict with) national controls. In the long run, this infrastructure promoted a “flexible accumulation of knowledge” on a global scale, and in the process helped bring into being an international public sphere of social science knowledge.[41]

This task of “social control” was envisioned by the foundations as consisting in “helping the masses ‘adjust’ to the rigors of industrial life and representative democracy.” The problems with social control that erupted in this era were identified by the foundations as being caused by a number of factors, including the deteriorating condition of the cities, a lack of understanding of the immigrant populations and democratic institutions, resulting in the breakdown of social order. Thus, as Nugent wrote, “the result was a sweeping program of social change and control.”[42]

A Rockefeller Foundation report acknowledged that many people in the world had already been subjected to the “enormously damaging effects… of industrial activity,” and saw it as necessary to alter the “radically false views of life and radically false views of nature” by many of these people. To bring these people into the modern age, foundations agreed, they needed to effect “almost a social revolution,” and to offer these people “training in new forms of political and social organization.” John D. Rockefeller, Jr., articulating the purpose of the Rockefeller Foundation, explained that it would offer “the best of Western civilization, not only in… science but in mental development and spiritual culture.” Science, of course, was the basis upon which the foundations were created: to not only advance the sciences within their own fields, but to advance the principle of the “scientific management” of society. Wicliffe Rose, a professor who was involved in managing several different Rockefeller philanthropies, wrote in a memorandum for Rockefeller officials in 1923:

All important fields of activity… from the breeding of bees to the administration of an empire, call for an understanding of the spirit and technique of modern science… Science is the method of knowledge. It is the key to such dominion as man may ever exercise over his physical environment. Appreciation of its spirit and technique, moreover, determines the mental attitude of a people, affects the entire system of education, and carried with it the shaping of a civilization.[43]

In the 1920s, the Rockefeller interventions in the social sciences were almost exclusively undertaken by the Laura Spelman Rockefeller Memorial (LSRM), named after John D. Rockefeller’s wife after her death. The Rockefeller Foundation, following the public exposures of the Walsh Commission, primarily maintained itself to funding medicine and public health. Beardsley Ruml, who became director of the LSRM in 1922, was largely responsible for the Rockefeller move into the social sciences, as the LSRM had been primarily concerned with social welfare prior to Ruml’s directorship. On top of the social sciences, Ruml directed the LSRM into funding public administration, and Ruml felt that, “the route to advancing human welfare was through scientific social research,” and thus, “means had to be devised to bring the social scientist into intimate contact with social phenomena.” The main idea was that the social sciences should elevate to establish an equal relationship with that of the natural sciences by making them more “scientific,” and thus, more efficient and able to handle social problems.[44]

Two general scientific objectives were established for organizing the social sciences, the first of which was, “to increase for the scientist and scholar the possibilities of immediate personal observation of the social problems or social phenomena which were under investigation,” and the second objective was to promote inter-disciplinary research. To undertake this, Ruml set out two specific programs of action:

First, the creation of institutional centers in various parts of the world that would with Rockefeller money embody scientific teaching and research. Collaborative research was to be encouraged through the specific research grants to these institutions. These centers would therefore not only be creative institutions but would also serve as a model for the development of the social sciences generally. Second, Ruml began an extensive fellowship program which was designed to complement the training provided by the institutional centers and increase the number of able people working in the field.[45]

Ruml also saw the need to strengthen existing institutions, notably, the elite American universities, which would become “institutional centers of social research.” Edmund E. Day, director of the Rockefeller Foundation’s Social Sciences program from 1928-1937, explained in 1930 that the plan was to develop “within each country of any importance some center which would fructify the local situation and influence other institutions within the same sphere of scientific influence, then within the larger regional centers.” Focusing on the United States and Europe, the LSRM stated in 1926 that its main policy was directed at establishing 12 or 15 centers of social science research around the world, one specific center in each major European country, (University of Stockholm, Deutsche Hochscule für in Berlin, and the London School of Economics), and several in the United States. The LSRM was merged into the Rockefeller Foundation in 1929, which adopted the same agenda established by Ruml in seeking to cultivate through such institutions “a scientific approach to social problems.”[46]

Through the fellowship program, established at the LSRM by Ruml in 1923, students in Europe and Australia were often brought to study in the United States, with the favoured subject within the social sciences being economics, considering it was the closest to establishing itself along the lines of the physical sciences. As the Rockefeller Foundation prepared to incorporate the LSRM into its institutional structure, Edmund E. Day took over as director of the Social Sciences from Ruml in 1928, with the new Social Science division becoming a “formal organization,” just as the Foundation’s other major divisions of medicine, natural science, and the humanities. In 1930, Day wrote that, “what we have to do is to establish in the social sciences the scientific tradition and the scientific habit of mind,” and thus, the Foundation should work to strengthen “certain types of interest and certain habits of thought.” Naturally, this would be “thought” which would be in the “interest” of the Foundation, itself. The aim in doing this was to “coordinate the scientific attack upon social problems,” as education professor, Donald Fisher, wrote in Philanthropy and Cultural Imperialism. Edmund Day saw the potential for the social sciences to engage in “human engineering,” and stated quite bluntly: “the validation of the findings of social science must be through effective social control.”[47]

In 1932, the Foundation put emphasis on the support for creating a field of “International Relations,” within Political Science, as well as “the planning and control of economic structures and economic process.” In the area of “International Relations,” the Rockefeller Foundation hoped to “promote understanding among nations and to reduce the friction which may lead to warfare,” which, combined with the program of “Economic Control” was hoped to prevent any future “crisis of capitalism.” A 1934 Rockefeller Foundation committee of trustees produced a report on the Social Sciences Division, explaining, “we now have the opportunity to see whether we cannot assist in applying to concrete problems of our social, political and industrial life some of the ideas and data which research all over the world is rapidly developing.”[48]

In 1932-33, as the Board was considering the proposals of reform in education, all the programs were subject to the ultimate approval of the Board of Trustees of the GEB, which at the time included 15 individuals, all of whom were white, male protestants, including John D. Rockefeller, Jr., and his 27 year old son, John D. Rockefeller, III, and most of whom had been educated at Ivy League schools or the University of Chicago, which had been founded by John D. Rockefeller. Nine of the fifteen trustees were also academics, and seven of them had been senior administrators at major educational institutions, including Harvard, Yale, Princeton, Dartmouth, N.Y.U, Stanford, and the University of Chicago. Other members of the trustees included Owen Young, Chairman of the Board of General Electric, as well as banker Arthur Woods, and Raymond Fosdick, a Wall Street lawyer who would later become President of the Rockefeller Foundation. By 1931, the GEB’s survey of education emphasized three major fields of concentration:

1) the study of the learning process and the mental, physical, and moral development of the individual; 2) the problem of “preparing the individual for vocations and leisure”; and 3) the means for relating education to an evolving society, that is education which would “insure the active adaptation of the individual to the changes which may come in his social, physical and aesthetic environments.”[49]

It was Edmund E. Day, the new director of the Social Science Division, who assumed the greatest leadership in coordinating national reform of education, having previously been an economics professor at Dartmouth, Harvard, and was Dean of the School of Business Administration at the University of Michigan, when he subsequently led the social sciences division at the Laura Spelman Rockefeller Memorial until its incorporation into the Rockefeller Foundation between 1928 and 1930, at which time he assumed his role as director of the Social Sciences Division within both the Rockefeller Foundation and the General Education Board. Day was responsible for articulating and selling the ideas of educational reform to the Board of Trustees, which he did in 1932 in a memorandum entitled, “Cultural Adjustment to a Changing World.” In regards to the social upheavals of the early Depression years, Day wrote in 1933 that, “Industrialism and urbanism… are new forces of tremendous power, neither of which has been brought under sensible control. The way out is not yet evident, and a prolonged period of readjustment is presumably unavoidable.” Day acknowledged that “prevailing social ideas and ideals in the United States were seriously out of accord with current social forms and forces,” however, he argued, the answer did not lie in reforming the social world to meet the needs of the individual, but in adjusting the individual to the social world. As Day wrote, “we must look chiefly to the school for the major efforts toward cultural adjustment of the individual, since the school is a social instrumentality with a uniquely flexible adaptability and with a primary responsibility to meet this need.” Thus, the school could “set the individual in satisfactory general relation to the world in which he lived.”[50]

Between 1919 and 1940, the Rockefeller, Carnegie, and other major philanthropies provided roughly $3.2 million of support for the social sciences in British universities, and a further $1.7 million for “independent organizations which were closely tied to the universities.” The two major Rockefeller philanthropies at the time, the LSRM and the RF, provided roughly 95% of these expenditures. Thus, it was American philanthropy, and principally the Rockefeller foundations which were directly responsible for the development of British social sciences in this period. Only in the late 1930s did British philanthropy pick up the slack from the Rockefeller foundations.[51]

Rockefeller money was also pivotal in the establishment of the London School of Economics (LSE), which “had become an important world centre of the social sciences,” in large part due to the involvement of Rockefeller philanthropies. The Rockefeller foundations selected the LSE specifically for support because in the early 1920s, it was the most advanced center of social sciences in Britain, and could thus serve as a model for the rest of British institutions. Further, the director of the LSE, Lord William Beveridge (also a member of the British Eugenics Society), “shared with Rockefeller philanthropy the same conception of the way in which the social sciences should develop,” specifically in terms of utilizing the “natural scientific approach” to social problems. Also important to note as to why the LSE was chosen, was its strategic location in London, at the heart of the world’s most powerful and globally expanded empire at the time.[52]

Between 1923 and 1939, the LSRM and the Rockefeller Foundation provided the LSE with over $2 million, during which time the school expanded rapidly, becoming “the leading centre of research in the Social Sciences” in the British Empire. Building expansions, the establishment of the leading research library in Britain, acquisition of land, equipment, and a dramatic increase in full-time teachers from 26 in 1923 to 76 by 1937, was largely due to Rockefeller support. Rockefeller money in particular ensured the development of anthropology, international relations, and social biology, and student enrollment also dramatically increased with large grants from Rockefeller philanthropies for postgraduate research and teaching. Thus, by the end of the 1930s, the LSE had “become an international centre training many foreign students.” Grants also contributed to expanding and supporting publications by LSE faculty, with an enormous amount of books and articles emerging as a result of this support, and supported the creation of journals run out of the school as well.[53]

Rockefeller money also flowed into developing the social sciences at Oxford, funding research lecturers for Human Geography, African Sociology, Colonial Administration, Public Administration, and Public Finance, with more money flowing into forming a training program for the social sciences as well as research groups in the area of Economics, Colonial Administration, and Studies of Native Populations, subjects explicitly related to maintaining Britain’s imperial status. Rockefeller foundations also expanded a fellowship program into every university in Britain, granting a total of 108 fellowships in the social sciences to British citizens between 1924 and 1940, and “by far the largest number were awarded to economists,” with Political Science following behind, and subsequently sociology and history, and only 8 anthropology fellowships.[54]

In 1946, a British government report surveying the state of British universities concluded that the social sciences, which had received no prior support from government sources, presented as many possibilities of generating applicable knowledge as did the natural sciences, and were thus worth of government support in order to advance the social sciences in the “national interest.” A committee was subsequently established to handle government subsidies of the social sciences, and in the 1950s, the British social sciences experienced a major “boom,” advancing what was begun with Rockefeller money so that it became state sanctioned, and, in effect, a new socially constructed reality of higher education in Britain: “the social sciences had become a recognized part of the university curriculum.”[55] As professor of education Donald Fisher wrote:

Indeed Rockefeller philanthropy prepared the way for the post-World War II developments in Britain not only in terms of the increased spending by government but also with respect to what was regarded as important in the social sciences. Rockefeller philanthropy had determined which subjects should be studied, which research questions should be answered, and which methods should be utilized to answer these questions.[56]

This era marked the emergence of what has been referred to as “technocratic liberalism,” whereby social problems were addressed (in large part by the state, or at least state sanction) through the technical application of programs of social engineering: “the one best way,” the most efficient, effective, and “scientific” approach to understanding and addressing social problems. This was the task taken up by the “rational reformers” of the era, emerging out of the Progressive period, in which the techniques of the social sciences were used to create a system of “social control.” These social engineers– social scientists, technocratic reformers, experts, philanthropists, etc. – felt that society could “control its collective destiny in contrast to drifting with the tides… even while working toward the management of the many by the few.”[57]

The notion that the social sciences were to be used in the application of and for the purpose of ‘social control’ is not an abstract theoretical interpretation of the Foundation’s policies; it was, in fact, stated policy. In 1933, the President of the Rockefeller Foundation, Max Mason, wrote that the Foundation’s policies:

… were directed to the general problem of human behavior, with the aim of control through understanding. The Social sciences, for example, will concern themselves with the rationalization of social control; the Medical and Natural sciences propose a closely coordinated study of sciences which underlie personal understanding and personal control. Many procedures will be explicitly co-operative between divisions. The Medical and Natural Sciences will, through psychiatry and psychobiology, have a strong interest in the problems of mental disease [emphasis added].[58]

The influence of the major philanthropic foundations is exerted in a plethora of ways, including, wrote political scientist Joan Roelofs:

creating ideology and the common wisdom; providing positions and status for intellectuals; controlling access to resources for universities, social services, and arts organizations; compensating for market failures; steering protest movements into safe channels; and supporting those institutions by which policies are initiated and implemented… [F]oundations like Carnegie, Rockefeller, and Ford have a corrosive influence on a democratic society; they represent relatively unregulated and unaccountable concentrations of power and wealth which buy talent, promote causes, and, in effect, establish an agenda of what merits society’s attention.[59]

Foundations engage in “considerable collaboration” with networks of nonprofits (which they create and fund), corporations, international organizations, and government entities at the local, state, national and international levels. Foundations effectively “blur boundaries” between the public and private sectors, while simultaneously effecting the separation of such areas in the study of social sciences. This boundary erosion between public and private spheres “adds feudal elements to our purported democracy, yet it has not been resisted, protested, or even noted much by political elites or social scientists.”[60] As foreign policy strategist Zbigniew Brzezinski indicated, the blurring of boundaries “serves United States world dominance”:

As the imitation of American ways gradually pervades the world, it creates a more congenial setting for the exercise of the indirect and seemingly consensual American hegemony. And as in the case of the domestic American system, that hegemony involves a complex structure of interlocking institutions and procedures, designed to generate consensus and obscure asymmetries in power and influence.[61]

In the early twentieth century, the Walsh Commission warned that, “the power of wealth could overwhelm democratic culture and politics,”[62] and the Final Report stated, “that foundations would be more likely to pursue their own ideology in society than social objectivity.”[63] The Carnegie Corporation and Rockefeller Foundation, from their origins, immediately began cooperating heavily with one another, coordinating activities and planning agendas. That the financial weight of these two institutions – and with the Ford Foundation to enter the scene with an even larger endowment – the coordinated influence over higher education yielded an immense power for the owners of foundations in the construction of ideology and knowledge. In providing the funding, they have the power to direct the efforts of scholars and academics, to create entire disciplines and schools of thought, to fund conferences, academic journals, publications, and think tanks. The fact that the role of philanthropic foundations in the construction and management of the educational system itself is so little known is a sign of the subtle, yet pervasive power structures that exists within academia.

Rather than looking at it from a conspiratorial view, however, look at it historically. Just as the Kings and Queens of Europe supported the development of universities in order to furnish managers and technocrats for their dynastic empires, so too do the modern dynastic powers – in this case, banking families – seek to tie the direction and purpose of higher education close to their own interests, and for the same reasons. It is not conspiratorial precisely because of the nature of the social phenomena itself: there are far too many social actors at play, dynamic and interactive and reactive relationships between different individuals, institutions, and ideas. Resistance and problems always emerge, even for the most dominant of powers and institutions. Thus, the financial-dynastic powers must be pragmatic in their approach, willing to reform, change, reorganize and regroup. Simply because it is not well known is not reason enough to think it a ‘conspiracy theory.’ The facts are known, just not widely disseminated.

The next part of this series further takes up the question – what is the purpose of education? – and adds to it: what is – and what should be – the role of intellectuals in society? In particular, the focus will be on the roles of radical versus technical intellectuals, within educational institutions and the society as a whole: from the ancient prophets, to Walter Lippmann, from Zbigniew Brzezinski to Noam Chomsky, this dichotomy of intellectuals has existed in society for a great deal of human history. What are the implications this could have for today’s college crisis and class warfare?

Andrew Gavin Marshall is an independent researcher and writer based in Montreal, Canada, writing on a number of social, political, economic, and historical issues. He is also Project Manager of The People’s Book Project. He also hosts a weekly podcast show, “Empire, Power, and People,” on BoilingFrogsPost.com.

Notes

[1]            Francisco O. Ramirez and John Boli, “The Political Construction of Mass Schooling: European Origins and Worldwide Institutionalization,” Sociology of Education (Vol. 60, January 1987), page 5.

[2]            Bertrand Russell, The Impact of Science on Society (Unwin Paperbacks, London: 1952), page 62.

[3]            John W. Meyer, et. al., “Public Education as Nation-Building in America: Enrollments and Bureaucratization in the American States, 1870-1930,” American Journal of Sociology (Vol. 85, No. 3, November 1979), page 592.

[4]            Robert H. Wiebe, “The Social Functions of Public Education,” American Quarterly (Vol. 21, No. 2, Part 1, Summer 1969), pages 147-148.

[5]            Ibid, pages 149-150.

[6]            Ibid, page 157.

[7]            Francisco O. Ramirez and John W. Meyer, “Comparative Education: The Social Construction of the Modern World System,” Annual Review of Sociology (Vol. 6, 1980), page 377.

[8]            Ibid, pages 378-379.

[9]            John C. Scott, “The Mission of the University: Medieval to Postmodern Transformations,” Journal of Higher Education (Vol. 77, No. 1, January/February 2006), page 6.

[10]            Ibid, pages 6-7.

[11]            Gerard Delanty, “The Idea of the University in the Global Era: From Knowledge as an End to the End of Knowledge?” Social Epistemology (Vol. 12, No. 1, 1998), page 6.

[12]            Ibid, pages 6-7.

[13]            John C. Scott, “The Mission of the University: Medieval to Postmodern Transformations,” Journal of Higher Education (Vol. 77, No. 1, January/February 2006), page 10.

[14]            Ibid, page 11.

[15]            Ibid, page 12.

[16]            Gerard Delanty, “The Idea of the University in the Global Era: From Knowledge as an End to the End of Knowledge?” Social Epistemology (Vol. 12, No. 1, 1998), page 7.

[17]            José-Ginés Mora, “Governance and Management in the New University,” Tertiary Education and Management (Vol. 7, No. 2, 2001), page 97.

[18]            Gerard Delanty, “The Idea of the University in the Global Era: From Knowledge as an End to the End of Knowledge?” Social Epistemology (Vol. 12, No. 1, 1998), page 9.

[19]            John C. Scott, “The Mission of the University: Medieval to Postmodern Transformations,” Journal of Higher Education (Vol. 77, No. 1, January/February 2006), pages 15-16.

[20]            Ibid, pages 23-24.

[21]            Ibid, page 25.

[22]            Nicolas Guilhot, “Reforming the World: George Soros, Global Capitalism and the Philanthropic Management of the Social Sciences,” Critical Sociology, Vol. 33, 2007, page 448.

[23]            Ibid, page 450.

[24]            Ibid, page 451.

[25]            Erkki Berndtson, “Review Essay: Power of Foundations and the American Ideology,” Critical Sociology, Vol. 33, 2007, page 583.

[26]            Ibid, page 584.

[27]            Nicolas Guilhot, “Reforming the World: George Soros, Global Capitalism and the Philanthropic Management of the Social Sciences,” Critical Sociology, Vol. 33, 2007, page 452.

[28]            Morris Janowitz, “Sociological Theory and Social Control,” American Journal of Sociology (Vol. 81, No. 1, July 1975), page 82.

[29]            Ibid, page 85.

[30]            Anthony J. Cortese, “The Rise, Hegemony, and Decline of the Chicago School of Sociology, 1892-1945,” The Social Science Journal (Vol. 32, No. 3, 1995), page 237.

[31]            Robert F. Arnove, ed., Philanthropy and Cultural Imperialism: The Foundations at Home and Abroad (Indiana University Press, Bloomington: 1982), pages 26-28.

[32]            Ibid, pages 28-29.

[33]            Ibid, pages 30-31.

[34]            Ibid, pages 32-33.

[35]            Ibid, pages 33-35.

[36]            Ibid, pages 46-47.

[37]            David Nugent, “Knowledge and Empire: The Social Sciences and United States Imperial Expansion,” Identities (Vol. 17, Issue 1, 2010), pages 2-3.

[38]            Ibid, page 3.

[39]            Ibid, page 4.

[40]            Ibid, pages 5-7.

[41]            Ibid, pages 9.

[42]            Ibid, pages 9-10.

[43]            Ibid, pages 10-11.

[44]            Robert F. Arnove, ed., Philanthropy and Cultural Imperialism: The Foundations at Home and Abroad (Indiana University Press, Bloomington: 1982), pages 234-235.

[45]            Ibid, page 235.

[46]            Ibid, pages 235-236.

[47]            Ibid, pages 236-237.

[48]            Ibid, page 238-239.

[49]            Charles D. Biebel, “Private Foundations and Public Policy: The Case of Secondary Education During the Great Depression,” History of Education Quarterly (Vol. 16, No. 1, Spring 1976), pages 6-8.

[50]            Ibid, pages 10-11.

[51]            Robert F. Arnove, ed., Philanthropy and Cultural Imperialism: The Foundations at Home and Abroad (Indiana University Press, Bloomington: 1982), pages 239-241.

[52]            Ibid, page 241.

[53]            Ibid, pages 244-245.

[54]            Ibid, pages 245-247.

[55]            Ibid, pages 248-251.

[56]            Ibid, pages 252-253.

[57]            Dennis Bryson, “Technocratic Liberalism and Social Science,” Radical History Review (Vol. 64, 1996), pages 119-120.

[58]            Lily E. Kay, “Rethinking Institutions: Philanthropy as an Historigraphic Problem of Knowledge and Power,” Minerva (Vol. 35, 1997), page 290.

[59]            Joan Roelofs, “Foundations and Collaboration,” Critical Sociology, Vol. 33, 2007, page 480

[60]            Ibid.

[61]            Ibid, page 481.

[62]            Ibid, page 483.

[63]            Erkki Berndtson, “Review Essay: Power of Foundations and the American Ideology,” Critical Sociology, Vol. 33, 2007, page 580

Article Translation: “La ‘Crisis de la Democracia’ y el ataque a la educación”

Thanks to Verdad Ahora for translating a recent article of mine into Spanish: “Class War and the College Crisis: The Crisis of Democracy and the Attack on Education.”

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Por Andrew Gavin Marshall

Hoy en día, somos testigos de una incipiente rebelión global masiva, liderada principalmente por los jóvenes educados y desempleados del mundo, en contra de los poderes institucionalizados y establecidos que tratan de privarlos de un futuro digno. En Chile durante el año pasado, un masivo movimiento estudiantil y huelgas se convirtieron en una fuerza poderosa en el país contra un sistema educativo cada vez más privatizado (que sirvió de modelo para el resto del mundo) con el apoyo de la inmensa mayoría de la población; en Quebec, Canadá, una huelga de estudiantes ha llevado a cientos de miles de jóvenes a las calles para protestar contra la duplicación de sus tasas de arancel; estudiantes y otros se fueron a huelga en España contra las medidas de austeridad; están desarrollándose y creciendo protestas lideradas por o con fuerte participación de los jóvenes en el Reino Unido, Grecia, Portugal, Francia, y en los Estados Unidos (por ejemplo, con el Movimiento Occupy), luchando contra las medidas de austeridad, la corrupción abierta de la clase capitalista, y la colusión del gobierno con los banqueros y las corporaciones. Estudiantes y jóvenes llevaron a los levantamientos en Túnez y Egipto el año pasado que condujeron al derrocamiento de los dictadores que habían gobernado a esas naciones durante décadas.

En todo el mundo, cada vez más, los jóvenes están saliendo a las calles para protestar, agitar y atacar los abusos de poder, los fracasos del gobierno, los excesos de la codicia, el saqueo y la pobreza. La juventud educada, en particular, está desempeñando un papel activo, un papel que crecerá dramáticamente durante este año y los próximos. La juventud educada está graduándose en un mercado de desempleo con una deuda enorme y pocas oportunidades. Ahora, así como hace varias décadas, los jóvenes están volcándose al activismo. ¿Qué pasó en el intervalo para que el activismo se desbaratara cuando había sido tan amplio en la década del 60? ¿Cómo nuestro sistema educativo llegó a su situación actual? ¿Qué implica esto para el presente y el futuro?

La “Crisis de la Democracia”

En el período comprendido entre los años 50 y 70, el mundo occidental, y especialmente Estados Unidos, experimentó una oleada masiva de resistencia, rebelión, protesta, activismo y acción directa de sectores enteros de la población en general que estuvieron durante décadas, si no siglos, en mayor medida oprimidos y olvidados por las estructuras de poder institucional de la sociedad. El movimiento de derechos civiles en Estados Unidos, el surgimiento de la Nueva Izquierda – radical y activista – en Europa y América del Norte, como en otras partes, el activismo contra la guerra, en gran parte impulsado en oposición a la guerra de Vietnam, la Teología de la Liberación en América Latina (y en Filipinas), el movimiento ecologista, el movimiento feminista, los movimientos de derechos de los homosexuales, y todo tipo de otros activistas y movimientos movilizados de la juventud y de vastos sectores de la sociedad se organizaron y agitaron activamente en favor del cambio, la reforma e incluso, la revolución. Cuando el poder se resistió más a sus demandas, los movimientos se radicalizaron más. Mientras más lento actuó poder, más rápido reaccionó el pueblo. El efecto, en esencia, es que estos movimientos buscaron, y en muchos casos consiguieron, empoderar a vastas poblaciones que habían sido de otro modo oprimidas e ignoradas, y por lo general hicieron despertar a las masas de la sociedad ante injusticias tales como el racismo, la guerra y la represión.

Para la población en general, estos movimientos fueron una etapa instructiva, civilizadora, y llena de esperanza en nuestra historia moderna. Para las élites, fueron terribles. Así, en la década del 70 tuvo lugar un debate dentro de la élite intelectual, sobre todo en los Estados Unidos, ante lo que se conoció como la “Crisis de la Democracia.” En 1973 fue creada la Comisión Trilateral, por el banquero y oligarca global David Rockefeller y el intelectual elitista Zbigniew Brzezinski. La Comisión Trilateral reúne a las élites de América del Norte, Europa Occidental y Japón (ahora incluye varios estados de Asia Oriental), en los ámbitos de la política, finanzas, economía, negocios, organizaciones internacionales, organizaciones no gubernamentales, académicos, militares, inteligencia, medios de comunicación, y círculos de política exterior. Actúa como un importante think tank internacional, diseñado para coordinar y establecer un consenso entre las potencias imperiales dominantes del mundo.

En 1975, la Comisión Trilateral publicó un importante informe titulado “La Crisis de la Democracia”, donde los autores se lamentaron por la “oleada democrática” de la década del 60 y la “sobrecarga” que impuso a las instituciones de autoridad. Samuel Huntington, politólogo y uno de los principales autores del informe, escribió que la década del 60 vio un crecimiento de la democracia en Estados Unidos, con un repunte de la participación ciudadana, a menudo “en forma de marchas, manifestaciones, movimientos de protesta, y organizaciones por “causas”.” Además, “la década del 60 vio también una reafirmación de la primacía de la igualdad como un objetivo en la vida social, económica, y política.” Por supuesto, para Huntington y la Comisión Trilateral, fundada por el amigo de Huntington, Zbigniew Brzezinski, y el banquero David Rockefeller, la idea de “la igualdad como un objetivo en la vida social, económica y política” es una perspectiva terrible y aterradora. Huntington analizó la forma de cómo en parte de esta “oleada democrática”, mostraban las estadísticas a lo largo de las décadas del 60 y el 70, hubo un dramático aumento en el porcentaje de personas que sentían que Estados Unidos estaba gastando demasiado en defensa (del 18% en 1960 al 52% en 1969, principalmente debido a la guerra de Vietnam). [1]

Huntington escribió que la “esencia de la oleada democrática de la década del 60 fue un desafío general a los sistemas existentes de autoridad, públicos y privados”, y que “La gente ya no sentía la misma compulsión a obedecer a aquellos a quienes habían considerado previamente superiores a sí mismos en edad, rango, estatus, experiencia, carácter, o talentos”. Huntington explicó que en la década del 60, “jerarquía, experiencia y riqueza” se encontraban “bajo ataque”.” El uso del lenguaje aquí es importante, colocando al poder y la riqueza como si estuviesen “bajo ataque”, lo que implica que aquellos que lo “atacan” son los agresores, lo que se opone al hecho de que estas poblaciones (como los estadounidenses negros) habían sido atacadas por el poder y la riqueza durante siglos, y que solo entonces habían comenzado a luchar. Por lo tanto, la autodefensa del pueblo contra el poder y la riqueza es vista como un “ataque”. Huntington afirmó que las tres cuestiones clave que son fundamentales en el aumento de la participación política en la década del 60 fueron:

cuestiones sociales, como el uso de las drogas, las libertades civiles y el papel de la mujer; cuestiones raciales, como integración, movilidad, ayudas gubernamentales a grupos minoritarios, y disturbios urbanos; cuestiones militares, que implican principalmente, por supuesto, la guerra en Vietnam, pero también proyectos, gasto militar, programas de ayuda militar y el papel del complejo militar-industrial en general. [2]

Huntington presenta estos problemas, en esencia, como la “crisis de la democracia”, en que aumentara la desconfianza en el gobierno y la autoridad, lo que llevó a la polarización social e ideológica, y derivó en una disminución “de la autoridad, el estatus, la influencia y la eficacia de la presidencia.” Huntington concluyó que los problemas de gobernabilidad en Estados Unidos derivaron de un “exceso de democracia”, y que “el funcionamiento eficaz de un sistema político democrático por lo general requiere cierto grado de apatía y de no participación por parte de algunos individuos y grupos”. Huntington explicó que la sociedad siempre ha tenido “grupos marginales” que no participan en la política, y si bien reconoce que la existencia de “marginalidad por parte de algunos grupos es inherentemente antidemocrática”, también “permite que la democracia pueda funcionar con eficacia”. Huntington identifica a “los negros”, como uno de esos grupos que se habían vuelto políticamente activos, lo que representaba un “peligro de sobrecarga del sistema político con demandas.” Por supuesto, esto implica directamente una versión elitista de la “democracia” donde el Estado mantiene la estética democrática (voto, separación de poderes, estado de derecho), pero sigue estando exclusivamente en manos de la rica élite de poder. Huntington, en su conclusión, afirmó que la vulnerabilidad de la democracia, particularmente la “crisis de la democracia”, deriva de “un alto nivel de educación, movilización, y sociedad participativa”, y que lo que se necesita es “una existencia más equilibrada” donde existan “límites deseables a la extensión indefinida de la democracia política”. [3] En otras palabras, lo que se necesita es menos democracia y más autoridad.

La Comisión Trilateral luego explicó su visión respecto de la “amenaza” a la democracia y por lo tanto, la forma en que el sistema “debería” funcionar:

En la mayoría de los países de la Trilateral [Europa Occidental, Norteamérica, Japón] en la última década ha habido un descenso en la confianza que el pueblo tiene en el gobierno… La autoridad ha sido cuestionada no sólo en el gobierno, sino en sindicatos, empresas comerciales, escuelas y universidades, asociaciones profesionales, iglesias y grupos cívicos. En el pasado, las instituciones que habían jugado el papel principal en el adoctrinamiento de los jóvenes en sus derechos y obligaciones como miembros de la sociedad habían sido la familia, la iglesia, la escuela, y el ejército. La eficacia de todas estas instituciones como un medio de socialización ha disminuido severamente. (Énfasis añadido) [4]

El “exceso de democracia” implicaba generar un supuesto “aumento de las demandas” al gobierno, justo en un momento en que la autoridad del gobierno estaba siendo socavada. La Comisión Trilateral asustó crecientemente a la comunidad de la elite intelectual, discutiendo la amenaza de los “intelectuales orientados a los valores” que se atreven a “hacer valer su disconformidad con la corrupción, el materialismo y la ineficacia de la democracia y con la sumisión de los gobiernos democráticos al “capitalismo monopolista”.” Para los miembros y componentes (las élites) de la Comisión Trilateral, no se retractaron de la evaluación de esa amenaza, afirmando que, “este desarrollo constituye un desafío a un gobierno democrático que es, al menos potencialmente, tan grave como los planteados en el pasado por las camarillas aristocráticas, los movimientos fascistas, y los partidos comunistas”. [5] Este es un uso muy típico de retórica elitista donde a la hora de identificar cualquier amenaza a los intereses de la élite, esta es presentada en casi términos apocalípticos. La implicación, por lo tanto, es que los intelectuales que desafían a la autoridad son presentados como una amenaza tan grande a la democracia como lo fueron Hitler y el fascismo.

El informe de la Comisión Trilateral explica – a través de un razonamiento económico – cómo una mayor democracia es sencillamente insostenible. La “oleada democrática” dio a los grupos desfavorecidos nuevos derechos y los hizo políticamente activos (como los negros), y esto se tradujo en aumento de las demandas sobre el mismo sistema cuya legitimidad había sido debilitada. ¡Un escenario terrible para las elites! El informe explicó que mientras la votación disminuyó a lo largo de las décadas del 60 y el 70, la participación política activa en los campus aumentó, los grupos minoritarios estaban exigiendo sus derechos (¡cómo se atreven!), y no sólo exigían derechos humanos básicos, sino también “oportunidades, posiciones, recompensas y privilegios, que no habían considerado como derechos propios anteriormente.” Es decir, no como los ricos, que se han considerado con derecho a todo, por siempre y para siempre. Por lo tanto, el gasto público en bienestar social y una mayor educación se incrementó, explica el informe: “A principios de los 70 los estadounidenses se volvieron progresivamente exigentes y recibieron más beneficios de su gobierno y sin embargo tenían menos confianza en su gobierno de la que tenían hace una década.” La mayoría de las personas se refieren a ello como un logro de la democracia, pero para los “intelectuales” de la Trilateral se trataba de un “exceso de democracia”, y, de hecho, una amenaza. [6]

Samuel Huntington, por supuesto, asume que el declive de la confianza en el gobierno era irracional, y no tenía nada que ver con la guerra de Vietnam, la represión policial y estatal de los movimientos de protesta, el escándalo Watergate y otros delitos evidentes. No, para Huntington, la pérdida de confianza está ligada mágicamente a las “mayores expectativas” de la población, o, como Jay Peterzell explicó en su crítica al informe, “la causa de la desilusión pública se remonta constantemente a expectativas poco realistas alentadas por el gasto del gobierno.” Huntington justificó este mito absurdo en su análisis sesgado del “giro a la defensa” y el “giro al bienestar”. El “giro a la defensa”, que tuvo lugar en la década del 50, describe un período en el que el 36% del aumento del gasto en el gobierno fue a la defensa (es decir, al complejo militar-industrial), mientras que el bienestar se redujo como proporción del presupuesto. Luego vino el “giro al bienestar” de la década del 60, en el que entre 1960 y 1971, sólo un ínfimo 15% del aumento del gasto fue al complejo militar-industrial, mientras que el 84% del aumento se destinó a programas nacionales. Por lo tanto, para Huntington, el “giro al bienestar” básicamente destruyó a Estados Unidos y arruinó la democracia. [7]

En realidad, sin embargo, Jay Peterzell desglosó los números para explicar los “cambios” en un contexto más amplio y más racional. Si bien es cierto que los porcentajes de aumento o disminución que muestra Huntington eran, después de todo, un porcentaje de “aumento” en el gasto, no lo eran en el porcentaje global del gasto Así que, cuando uno mira el conjunto del gasto público en 1950, 1960 y 1972, el porcentaje de “defensa” fue de 44, a 53, a 37. En esos mismos años, el gasto en bienestar ascendió de 4%, a 3% y a 6%. Así, entre 1960 y 1972, la cantidad de gasto en defensa disminuyó del 53 al 37% en el gasto total del gobierno. En los mismos años, el gasto en bienestar aumentó un 3-6% en el gasto total del gobierno. Cuando se ve como porcentaje del total, difícilmente puede ser legítimo afirmar que el escaso aumento del 6% de los gastos del gobierno para el bienestar era ni de lejos tan “amenaza” a la democracia como lo fue el 37% invertido en el complejo militar-industrial [8].

Así que, naturalmente, como resultado de estas terribles estadísticas, la élite intelectual y sus amos financieros tuvieron que imponer más autoridad y menos democracia. No se trataba simplemente de que la Comisión Trilateral abogara por tales “restricciones” a la democracia, ya que fue un debate importante en la élite de los círculos académicos en la década del 70. En Gran Bretaña, de esta discusión surgió la “tesis de la gobernabilidad” – o tesis de la “sobrecarga” – democrática. “Las Contradicciones Económicas de la Democracia” de Samuel Brittan en 1975, explicó que, “La tentación de animar falsas expectativas entre el electorado se vuelve abrumadora para los políticos. Los partidos de oposición están obligados a prometer hacerlo mejor y el partido de gobierno debe participar en la oferta.” En esencia, se trataba de una repetición de la tesis de la Trilateral de que demasiadas promesas generan demasiadas demandas, los cuales crean demasiada tensión para el sistema, e inevitablemente lo derrumbarán. Anthony King se hizo eco de esto en su obra, “Sobrecarga: Problemas de la Administración en la Década del 70″, y King explicó que gobernar se estaba volviendo “más difícil”, porque “a uno y al mismo tiempo, la gama de problemas que el gobierno espera y tiene que enfrentar ha aumentado considerablemente y su capacidad para hacer frente a los problemas, incluso muchos de los que tenía antes, ha disminuido.” El politólogo italiano Giovanni Sartori se hizo la pregunta: “¿La Democracia mata a la Democracia?”:

Estamos persiguiendo objetivos que están fuera de proporción, demasiado aislados y perseguidos ciegamente y que, por lo tanto, están en el proceso crear… una sobrecarga totalmente inmanejable y siniestra… Estamos empezando a darnos cuenta en las prósperas democracias que estamos viviendo por encima de nuestras necesidades. Pero estamos igual y más gravemente viviendo por encima y más allá de nuestra inteligencia, por encima de la comprensión de lo que estamos haciendo. [9]

King explicó que, “Los politólogos se han ocupado tradicionalmente de mejorar el desempeño del gobierno.” Un error evidente, concluyó King, quien sugirió que, “Tal vez en los próximos años deberían preocuparse más por cómo el número de tareas que el gobierno espera llevar a cabo pueda reducirse.” El “remedio” para toda esta “sobrecarga” de las sociedades democráticas es, en primer lugar, poner “fin a la política de las “promesas”,” y la segunda, “intentar reducir las expectativas de los votantes y los consumidores” en el proceso político. [10]

La “amenaza” de la juventud educada era especialmente pronunciada. En 1978, el Management Development Institute (una importante escuela de negocios de la India) publicó un informe en el que afirmaba:

Quizá la tendencia más perniciosa de la nueva década es el abismo creciente entre una mano de obra crecientemente mejor educada y el número de ofertas de trabajo que pueden hacer uso de esas habilidades y calificaciones… El potencial de frustración, alienación y disrupción resultante de la disparidad entre el nivel educacional alcanzado y el trabajo apropiado no puede ser menospreciado. [11]

En estos comentarios, estamos tratando con dos definiciones diametralmente opuestas de democracia: popular y elitista. La democracia popular es el gobierno del, por y para el pueblo, la democracia elitista es el gobierno de los, por y para los ricos (pero con la estética exterior de las democracias), canalizando la participación popular en la votación en lugar de la toma de decisiones o de la participación activa. La democracia popular implica que las personas participan directamente en las decisiones y las funciones y el mantenimiento de la “nación” (aunque no necesariamente del Estado), mientras que la democracia elitista implica la participación pasiva de la población lo suficiente como para permitir que se sientan como si desempeñaran un papel importante en la dirección de la sociedad, mientras que las élites controlan todas las palancas importantes de poder y las instituciones que dirigen y se benefician de las acciones del Estado. Estas diferentes definiciones son importantes porque al leer los informes por escrito y publicados por los intereses de la elite (como el informe de la Comisión Trilateral), cambia la sustancia y el significado del propio informe. Por ejemplo, tomemos el caso de Samuel Huntington, lamentándose por la amenaza a la democracia que representa la participación popular: desde la lógica de la democracia popular, esta es una afirmación absurda que no tiene sentido, desde la lógica de la democracia elitista, esa afirmación es correcta y profundamente importante. Si las élites entienden esta diferenciación, también debe hacerlo el público.

El Memo Powell: Protegiendo a la Plutocracia

Mientras las élites se lamentaban por el aumento de la democracia, sobre todo en la década del 60, no se quedaron sólo quejándose por el “exceso de democracia”, sino que fueron planeando activamente la reducción de la misma. Cuatro años antes del informe de la Comisión Trilateral, en 1971, fue publicado el infame y secreto Memo Powell, escrito por un abogado corporativo y miembro directivo de una compañía de tabaco, Lewis F. Powell, Jr. (a quien el presidente Nixon colocó en la Corte Suprema dos meses después), el cual fue dirigido al Presidente del Comité de Educación de la Cámara de Comercio de Estados Unidos, que representa los intereses empresariales estadounidenses.

Powell estipula que “el sistema económico estadounidense está bajo un amplio ataque” y que “el asalto al sistema empresarial tiene una base amplia y es perseguido constantemente… ganando impulso y conversos.” A pesar de que las ‘fuentes’ del ‘ataque’ fueron identificadas como amplias, incluyen a la multitud habitual de críticos, comunistas, la Nueva Izquierda, y “otros revolucionarios que quieren destruir todo el sistema, tanto político como económico.” Además de esto existían “extremistas” que eran cada vez “más bienvenidos y alentados por otros elementos de la sociedad, más que nunca antes en nuestra historia.” La verdadera “amenaza”, sin embargo, eran las “voces que se unen al coro de críticas [que] vienen de elementos perfectamente respetables de la sociedad: desde el campus de la universidad, el púlpito, los medios de comunicación, las revistas intelectuales y literarias, las artes y las ciencias, y de los políticos”. Aun reconociendo que en estos mismos sectores, los que hablan en contra del “sistema” son todavía una minoría, Powell señaló que “estos son a menudo los más elocuentes, y los más prolíficos en su escritura y expresión oral”. [12]

Powell, discutió la “paradoja” de cómo los líderes empresariales parecen estar participando – o simplemente tolerando – los ataques contra el “sistema de libre empresa”, ya sea por dar voz a través de los medios de comunicación que les pertenecen, o a través de las universidades, a pesar del hecho de que “los consejos de administración de nuestras universidades están compuestos mayoritariamente de hombres y mujeres que son líderes en el sistema”. Powell lamentó las conclusiones de los informes que indican que desde las universidades se estaban graduando estudiantes que “desprecian el sistema político y económico”, y por lo tanto, que estarían dispuestos a entrar en el poder y generar un cambio, o directamente cuestionar el sistema desde la cabeza. Esto marcó una “guerra intelectual” librada contra el sistema, de acuerdo a Powell, quien citó a continuación al economista Milton Friedman de la Universidad de Chicago (y ‘padre’ del neoliberalismo), quien declaró:

Está muy claro que los fundamentos de nuestra sociedad libre son objeto de ataques extendidos y poderosos – no por comunistas o cualquier otra conspiración, sino por personas equivocadas que cacarean como loros el uno al otro y sin darse cuenta que sirven a fines que nunca promoverían intencionalmente [13]

Powell, incluso identificó específicamente a Ralph Nader como una “amenaza” para el empresariado estadounidense. Powell se lamentó más por los cambios y el “ataque” que se realiza a través de los tribunales y el sistema legal, que comenzaron a atacar a la evasión de impuestos y los vacíos legales, con los medios de comunicación apoyando este tipo de iniciativas ya que ayudan a “los pobres”. Powell, por supuesto, se refiere a la noción de ayudar a “los pobres” a expensas de los ricos, y la formulación del debate como tal, como “demagogia política o analfabetismo económico”, y que la identificación de políticas de clase – los ricos contra los pobres – “es la más barata y más peligrosa clase de política.” Lamentablemente la respuesta del mundo empresarial ante este “amplio ataque”, según Powell, era “el apaciguamiento, la ineptitud e ignorar el problema.” Powell, sin embargo, explicó en simpatía a la “ineptitud” del empresariado y las elites financieras que, “hay que reconocer que los empresarios no han sido entrenados ni equipados para llevar a cabo una guerra de guerrillas como la de los que hacen propaganda contra el sistema”. [14]

Mientras que el “papel tradicional” de los empresarios ha sido el de obtener beneficios, “crear empleos”, para “mejorar el nivel de vida”, y por supuesto, “en general, ser buenos ciudadanos”, lamentablemente han demostrado “poca habilidad efectiva en el debate intelectual y filosófico.” Por lo tanto, declaró Powell, los empresarios primero deben “reconocer que el tema final puede ser la supervivencia – la supervivencia de lo que llamamos sistema de libre empresa, y todo lo que esto significa para la fuerza y la prosperidad de Estados Unidos y la libertad de nuestro pueblo.” Como tal, “la gestión [corporativa] debe estar igualmente preocupada der proteger y preservar el sistema en sí mismo”, en lugar centrarse en los beneficios. Las sociedades anónimas, reconoció Powell, estaban involucradas en este tiempo en las “relaciones públicas” y los “asuntos gubernamentales” (léase: propaganda y política pública), sin embargo, el ‘contraataque’ debe ser más amplio:

Pero la actividad independiente y no coordinada de las empresas individuales, por muy importante que sea, no será suficiente. La fuerza reside en la organización, en una cuidadosa planificación y aplicación a largo plazo, en la coherencia de la acción durante un periodo indefinido de años, en la escala de financiamiento disponible sólo a través de un esfuerzo conjunto, y en el poder político disponible sólo a través de la acción conjunta y las organizaciones nacionales. [15]

Si bien el ‘asalto’ contra el sistema se desarrolló a lo largo de varias décadas, Powell declaró que, “existe razón para creer que el campus de la [universidad/educación] es la fuente individual más dinámica”, ya que “las facultades de ciencias sociales suelen incluir miembros que son indiferentes al sistema empresarial”. Estos académicos, explicó Powell, “no tienen que ser mayoría”, ya que “son personalmente atractivos y magnéticos; son profesores estimulantes, y su controversia atrae a los estudiantes que los siguen; son prolíficos escritores y profesores, además de autores de muchos de los libros de texto, y ejercen una influencia enorme – muy desproporcionada para su número – ante sus colegas y en el mundo académico.” Esta situación es, por supuesto, ¡terrible y deplorable! ¡Imagina la clase de horror y desesperación que traería al mundo tener profesores atrayentes, estimulantes y prolíficos!

Pretendiendo que muchos politólogos, economistas, sociólogos e historiadores “tienden a ser más liberales”, Powell sugirió que “la necesidad de un pensamiento liberal es esencial para un punto de vista equilibrado”, pero que el “equilibrio” no existe, con “unos pocos miembros de la [facultad] conservadores o [de] poca persuasión… y siendo menos articulados y agresivos que sus colegas opuestos.” Aterrorizados por las perspectivas de que estos jóvenes potencialmente revolucionarios lleguen a posiciones de poder, Powell dijo que cuando lo hacen, “la mayoría de ellos rápidamente descubre las falacias de lo que se les ha enseñado”, esto, en otras palabras, quiere decir que se transforman rápidamente al socializar con las estructuras, las jerarquías y las instituciones de poder que demandan conformidad y sumisión a los intereses de la élite. Sin embargo, todavía existen muchos que podrían aparecer en “posiciones de influencia donde podrían moldear la opinión pública y a menudo dar forma a la acción gubernamental.” Por lo tanto, recomienda Powell, la Cámara de Comercio debe convertir en “tarea prioritaria de los empresarios” y sus organizaciones afines “abordar el origen de esta hostilidad en el campus.” Puesto que la libertad académica era vista como algo sacrosanto en la sociedad estadounidense, “sería fatal atacarla como un principio”, lo que por supuesto implica que debe ser atacada indirectamente. En cambio, sería más eficaz utilizar la retórica de la “libertad académica” contra el principio de libertad académica misma, utilizando términos como “apertura”, “equidad” y “equilibrio” como puntos de crítica que darían “una gran oportunidad para la acción constructiva.” [16]

Por lo tanto, una organización como la Cámara de Comercio debería, recomienda Powell, “considerar el establecimiento de un equipo de especialistas altamente calificados en ciencias sociales que crean en el sistema… [incluyendo] varios de reputación a nivel nacional cuya autoría sea muy respetada – incluso cuando no se esté de acuerdo con ellos.” La Cámara también debe crear “un equipo de oradores de la más alta competencia”, que “podrían incluir estudiosos”, y establecer una “Oficina de Oradores” que “incluya a los defensores más capaces y más eficaces de los niveles más altos del empresariado estadounidense.” Este equipo de investigadores, que subraya Powell, debe ser conocido como “investigadores independientes”, deben participar en un programa continuo de evaluación de “los libros de texto de ciencias sociales, especialmente en economía, ciencias políticas y sociología.” El objetivo de esto sería “orientarse a restablecer el equilibrio esencial para la libertad académica genuina”, lo que significa, por supuesto, la implantación del adoctrinamiento ideológico y la propaganda del mundo empresarial, que Powell ha descrito como nuestra garantía “de un trato justo y objetivo de nuestro sistema de gobierno y sistema empresarial, sus logros, su relación básica con los derechos y libertades individuales, y la comparación con los sistemas del socialismo, el fascismo y el comunismo.” Powell se lamentó que el “movimiento de derechos civiles insista en reescribir muchos de los libros de texto en nuestras universidades y escuelas”, y que “los sindicatos insistan en lo mismo [ó] que los libros de texto sean justos con los puntos de vista de los trabajadores organizados.” Por lo tanto, Powell sostuvo, dentro el mundo empresarial el intentar reescribir los libros de texto y la educación, el proceso “debe ser considerado como una ayuda hacia una auténtica libertad académica y no como una intrusión en ella.” [17]

Además, Powell sugirió que la comunidad empresarial debía promover oradores en las universidades y ciclos de conferencias “que parecieran ir en apoyo del sistema norteamericano de gobierno y empresa.” Aunque explicó que los grupos de estudiantes y profesores no son susceptibles de estar dispuestos a dar la palabra a la Cámara de Comercio o a líderes empresariales, la Cámara debía “insistir agresivamente” en ser escuchada, exigiendo “tiempos iguales”, lo que sería una estrategia efectiva debido a que “los administradores de la universidad y la gran mayoría de los grupos y comités de estudiantes no estarían en posición púbica de rechazar un foro para diversos puntos de vista.” Los dos ingredientes principales de este programa, explicó Powell eran, primero, “tener oradores atractivos, articulados y bien informados”, y en segundo lugar, “ejercer cierto grado de presión – pública y privada – que pueda ser necesario para asegurarse la oportunidad de hablar.” El objetivo, escribió Powell, “siempre debe ser el de informar e iluminar, y no simplemente hacer propaganda.” [18]

El mayor problema en los campus, sin embargo, era la necesidad de “equilibrar” las facultades, lo que significa simplemente que el mundo empresarial debía trabajar para implantar portavoces y apologistas de la élite económica y financiera en las facultades. La necesidad de “corregir” este desequilibrio, escribió Powell, “es de hecho un proyecto a largo plazo y difícil”, que “debe llevarse a cabo como parte de un programa general”, incluyendo la aplicación de presión “para mantener el equilibrio de la facultad sobre los administradores de la universidad y los consejos de administración.” Powell reconoció que tal esfuerzo es un proceso delicado y potencialmente peligroso, lo que requiere “una reflexión cuidadosa”, ya que la “presión indebida sería contraproducente.” Enfocarse en la retórica del equilibrio, la equidad y la “verdad” crearía un método “difícil de resistir, si se presenta al consejo de administración.” Por supuesto, todo contraataque del mundo empresarial no sólo debía dirigirse a la educación universitaria sino que, como sugirió Powell, también “a las escuelas secundarias”. [19]

En tanto Powell abordada el “ataque” desde – y el “contraataque” propuesto hacia – el sistema educativo por la élite empresarial y financiera, sugirió que, si bien se trataba de una estrategia a más largo plazo, en el corto plazo, sería necesario hacer frente a la opinión pública. Para ello:

El primer elemento esencial es el de establecer un personal de prominentes académicos, escritores y oradores, que piensen, analicen, escriban y expongan. También será esencial contar con personal que esté muy familiarizado con los medios de comunicación, y la manera más eficaz de comunicarse con el público. [20]

Los medios de comunicación con el público incluyen el uso de la televisión. Powell recomendó monitorear la televisión de la misma manera que se vigila los libros de texto, con objeto de mantener los medios de comunicación bajo “vigilancia constante” ante la crítica del sistema empresarial que, asume Powell, se deriva de una de dos fuentes: “la hostilidad o la ignorancia económica.” Se trata simplemente de asumir que las críticas al empresariado y al “sistema” no están justificadas, se derivan de un odio fuera de lugar o de la ignorancia de la sociedad. Este punto de vista es consistentemente regurgitado a lo largo del memo. Para “corregir” adecuadamente a los medios, Powell sugirió que la vigilancia presentara quejas tanto a los medios de comunicación como a la Comisión Federal de Comunicaciones, y al igual que en ciclos de conferencias universitarios “debe ser exigido el mismo tiempo [para los oradores empresariales]“, especialmente en “programas con formato de foro” como Meet the Press o el Today Show. Por supuesto, la radio y la prensa escrita también debían controlarse y “corregirse”. [21]

La “facultad de los eruditos”, establecida por la Cámara de Comercio o por otros grupos empresariales, debe publicar especialmente artículos académicos, ya que tales tácticas han sido efectivas en el “ataque” al sistema empresarial. Por lo tanto, estos “investigadores independientes” deben publicar en revistas populares (como Life, Reader ‘s Digest, etc.), revistas intelectuales (como The Atlantic, Harper’s, etc.) y revistas profesionales. Además, se deben publicar libros, ensayos y panfletos que promuevan “nuestro postura” para “educar al público.” La publicidad pagada también debe ser utilizada crecientemente para “apoyar el sistema”. [22]

Powell se volvió su atención a la arena política, a partir de la suposición básica de que la idea de que las grandes empresas controlan los gobiernos occidentales es simplemente “doctrina marxista” y “propaganda izquierdista”, que lamentablemente, informa Powell, “tiene un amplia recepción del público entre los estadounidenses.” Afirmó inmediatamente después que “todos los ejecutivos de negocios saben… que pocos elementos de la sociedad estadounidense de hoy en día tienen tan poca influencia en el gobierno como el hombre de negocios estadounidense, la corporación, o incluso los millones de accionistas de las empresas.” Powell afirma que, increíblemente, en términos de influencia en el gobierno, el pobre y desafortunado hombre de negocios y el ejecutivo corporativo estadounidense son “el hombre olvidado”. [23]

Olvídate de los sectores pobres, negros, y de los marginados de la sociedad, olvida las personas con discapacidad, los estereotipados, y los encarcelados, olvídate de los que dependen del bienestar social, los cupones de alimentos, o dependen de los servicios sociales o de caridad locales, y olvídate de toda la población de los Estados Unidos, que sólo consiguió el reconocimiento y apoyo del gobierno después de años de lucha, protestas constantes, represión policial, asaltos, reducción de sus derechos humanos y dignidad, esas luchas que sólo buscan conseguir un verdadero estatus de ser humano, el ser tratados de forma igualitaria y justa … no, ¡olvídate de esas personas! Los verdaderos “olvidados” y “oprimidos”, son los ejecutivos de Union Carbide, Exxon, General Electric, General Motors, Ford, DuPont, Dow, Chase Manhattan, Bank of America, y Monsanto. Ellos, en verdad, son los marginados… Por lo menos, al menos según Lewis Powell.

Para Powell, la educación y las campañas de propaganda son necesarias, pero los pobres ejecutivos marginados de una empresa estadounidense deben darse cuenta de que “el poder político es necesario”, y que tal poder debe ser “utilizado agresivamente y con determinación – sin vergüenza y sin la resistencia que ha sido tan característica en el empresariado estadounidenses”. Además, no es sólo en las ramas legislativa y ejecutiva del gobierno donde los líderes empresariales deben tomar el poder “agresivamente”, sino también en la rama judicial – los tribunales – que “pueden ser el instrumento más importante para el cambio social, económico y político”. Asegurando que tanto los “liberales” como la “extrema izquierda” han sido “explotadores del sistema judicial” – como la American Civil Liberties Union, los sindicatos y las organizaciones de derechos civiles – los grupos empresariales como la Cámara de Comercio tendrían que establecer “un personal altamente competente de abogados” para explotar el poder judicial en su propio beneficio. [24] Powell pasó a jugar un papel muy importante en este proceso; fue nombrado a la Corte Suprema de Justicia casi inmediatamente después de haber escrito este memo, tomando muchas decisiones importantes con respecto a los “derechos corporativos”.

Al abogar por un impulso agresivo en beneficio de sus propios intereses, Powell alentó a la comunidad empresarial “a atacar a los [Ralph] Nader, los [Herbert] Marcus y otros que abiertamente buscan la destrucción del sistema”, así como “sancionar políticamente a los que se oponen a éste”. La “amenaza para el sistema empresarial” no debe ser meramente presentada como una cuestión económica, sino que debe ser presentada como “una amenaza a la libertad individual”, lo que Powell describió como una “gran verdad”, que “debe ser reafirmada, para que este programa tenga sentido”. Por lo tanto, las “únicas alternativas a la libre empresa” son presentadas como “distintos grados de regulación burocrática de la libertad individual – desde que el socialismo moderado hasta el talón de hierro de la dictadura de derecha o de izquierda.” El objetivo era vincular la propia concepción individual promedio de los estadounidenses de su libertad personal a los derechos de las empresas y líderes empresariales. Por lo tanto, afirmó Powell, “la contracción y la negación de la libertad económica es seguida inevitablemente por restricciones gubernamentales sobre otros derechos preciados.” Este es el mensaje preciso, Powell explicó, “que por encima de todos los demás, debe ser llevado a los hogares del pueblo estadounidense”. [25] Así, según esta lógica, si hoy Monsanto y Dow son regulados, mañana, tu mamá y tu papá estarán en una dictadura.

La Nueva Derecha: Neoliberalismo y Educación

El Memo Powell es reconocido en mayor medida como una especie de “Constitución” o “documento fundacional” de la aparición de think tanks derechistas en los años 1970 y 1980, de acuerdo con sus recomendaciones para el establecimiento de “un equipo de especialistas altamente calificados en ciencias sociales que crean en el sistema.” En 1973, apenas dos años después de que el documento fuese escrito, fue fundada la Heritage Foundation como una “organización de expertos agresiva y abiertamente ideológica”, que adquirió gran influencia durante la administración Reagan. [26]

La página web de la Heritage Foundation explica que la misión del think tank “es formular y promover políticas públicas conservadoras basadas en los principios de libre empresa, gobierno limitado, libertad individual, valores tradicionales estadounidenses, y una defensa nacional fuerte.” Después de su fundación en 1973, la Heritage Foundation comenzó a “entregar investigación convincente y persuasiva al Congreso proveyendo hechos, datos y argumentos sólidos a favor de los principios conservadores.” En 1977, Ed Feulner se convirtió en presidente de la fundación y estableció “un nuevo personal directivo superior” y una ” banco de recursos” para “destronar al establishment liberal y establecer una red nacional de grupos políticos y expertos conservadores” en última instancia, un total de más de 2.200 “expertos en política” y 475 “grupos políticos” en Estados Unidos y en otros lugares. En 1980, Heritage publicó un “modelo de política pública”, titulado “Mandato para el Liderazgo”, que se convirtió en “la biblia política de la recién electa administración Reagan para todo, desde los impuestos a la regulación a la delincuencia y la defensa nacional.” En 1987, Heritage publicó otro plan de política, “Fuera de la Trampa de la Pobreza: Una Estrategia Conservadora para la Reforma del Bienestar”, que, según su página web afirma jactanciosamente, “cambió la mentalidad de las obligaciones en Estados Unidos, sacando a miles fuera de los subsidios [bienestar] y hacia la responsabilidad personal”, o, en otras palabras, a una mayor pobreza. [27]

El modelo de la Heritage Foundation llevó a la rápida proliferación de think tanks conservadores, de 70 a más de 300 en más de 30 años, que “a menudo trabajan juntos para crear múltiples redes a nivel local, estatal y federal y usan medios masivos y alternativos de comunicación para promover la agenda conservadora.” El objetivo final, al igual que con todos los think tanks y fundaciones, es “difundir la ideología”. [28]

El Cato Institute es otro think tank conservador – o “libertario” -, como se describe a sí mismo. Fundado en 1974 como la Charles Koch Foundation por Charles Koch (uno de los multimillonarios más ricos de Estados Unidos y principal financista del movimiento del Tea Party), así como por Ed Crane y Murray Rothbard. En 1977, había cambiado su nombre por el de Instituto Cato, después de las “Cartas de Catón”, una serie de ensayos escritos por dos escritores británicos del siglo dieciocho, bajo el seudónimo de Catón, que era un senador romano que se opuso firmemente a la democracia, y luchó contra la sublevación de esclavos dirigida por Espartaco. Fue idolatrado en el período de la Ilustración como progenitor y protector de la libertad (para unos pocos), lo que se reflejó en la ideología de los Padres Fundadores de los Estados Unidos, en particular, de Thomas Jefferson y James Madison, lo que para el Cato Institute justificó el cambio de nombre. Mientras que los pensamientos y pensadores de la Ilustración son idolatrados – muy especialmente en la formación de la Constitución de Estados Unidos – como defensores de la libertad y los derechos individuales, era el “derecho” de “propiedad privada” y para aquellos que poseían la propiedad (que, en ese momento, incluían a los propietarios de esclavos) la forma última de la sacrosanta “libertad”. Una vez más, una concepción claramente elitista de la democracia que se conoce “republicanismo”.

Estos think tanks derechistas se ayudaron en la era del neoliberalismo, reuniendo a “eruditos” que apoyaban el llamado sistema de “libre mercado” (sí, una falacia mítica), y que se burlan y se oponen a todas las formas de bienestar social y apoyo social. Los think tanks generaron la investigación y el trabajo que apoyó el dominio de los bancos y las corporaciones por sobre la sociedad, y los miembros de los think tanks conseguían que sus voces fueran escuchadas a través de los medios de comunicación, en el gobierno, y en las universidades. Se facilitó el cambio ideológico en los círculos de poder y la política hacia el neoliberalismo.

El Memo Powell y la “crisis de la democracia” establecieron una circunstancia política, social y económica donde el neoliberalismo emergió para administrar el “exceso de democracia.” En lugar de un enfoque más amplio en el neoliberalismo y la globalización en general, me centraré en sus influencias sobre la educación en particular. La era de la globalización neoliberal marcó un rápido declive de los estados de bienestar liberales que habían surgido en las décadas anteriores, y como tal, la educación se vio directamente afectada.

Como parte de este proceso, el conocimiento se transformó en “capital” – dentro del “capitalismo del conocimiento” o de una “economía del conocimiento”. Los informes del Banco Mundial y la Organización para la Cooperación y el Desarrollo Económico (OCDE) en la década de 1990 transformaron estas ideas en una “plantilla directiva.” Esta buscaba establecer “una nueva coalición entre la educación y la industria”, donde “la educación una vez reconfigurada aparecería como una forma de capital del conocimiento masivamente subvalorado que determinará el futuro del trabajo, la organización de las instituciones del conocimiento y la forma de la sociedad en los próximos años.” [29]

El conocimiento se define así como un “recurso económico”, lo que llevaría al crecimiento de la economía. Por lo tanto, en la era neoliberal, donde todos los aspectos de la productividad y el crecimiento económico se privatizan (supuestamente para aumentar su eficiencia y capacidad productiva, ya que sólo el “libre mercado” lo puede hacer), la educación – o la “economía del conocimiento” – sí, estaba destinada a ser privatizada. [30]

En el modelo educativo de revisión neoliberal, “se vio que la productividad económica no proviene de la inversión pública en educación, sino de transformar la educación en un producto que podría ser comprado y vendido como cualquier otra cosa – y en un mercado globalizado, la educación occidental puede ser vendida como una mercancía valiosa en los países en desarrollo.” Por lo tanto, dentro de la propia universidad, “el significado de “productividad” se apartó de un bien social y económico generalizado hacia un valor en dólares ficticios para determinados productos y prácticas designadas por el gobierno”. Davies et. al. explica:

Cuando estos productos son estudiantes graduados, o investigaciones publicadas, el gobierno podría ser interpretado como financista de la labor académica, como siempre. Cuando los ‘productos’ que se financiarán son investigación con dólares de subvención, con mecanismos para fomentar la colaboración con la industria, puede interpretarse como la manipulación directa de los académicos para volverse autofinanciados y prestar servicios a los intereses de las empresas y la industria. [31]

La nueva “gestión” de las universidades implica una disminución de los fondos estatales al mismo tiempo que aumenta las “pesadas (y costosas) demandas en materia de contabilidad de la forma en que se utilizan los fondos”, y por lo tanto, “la confianza en los valores y prácticas profesionales ya no fue la base de la relación” entre las universidades y el gobierno. Se argumentó que los gobiernos ya no eran capaces de pagar los costos de la educación universitaria, y que la “eficiencia” del sistema universitario – definida como “hacer más con menos” – iba a requerir un cambio en el sistema de liderazgo y la gestión interna hacia “una forma de gerencia pública inspirada en la del sector privado” de la estructura universitaria. El “objetivo principal” de este programa neoliberal, sugiere Davies:

no era simplemente para hacer más con menos, ya que los sistemas de vigilancia y auditoría son extraordinariamente costosos e ineficaces, sino volver a las universidades más gobernables y de aprovechar sus energías en apoyo de las ambiciones programáticas del gobierno neo-liberal y las grandes empresas. Un cambio hacia la economía como la única medida de valor sirve para erosionar la situación y actividades de aquellos académicos que encuentran valor en ámbitos sociales y morales. Por el contrario, los tecnócratas de orientación política de los círculos académicos, que sirven a los fines del capital corporativo global, son alentados y recompensados. [32]

Si la década del 60 vio un crecimiento de la democracia y la participación popular en un grado significativo, emanando de las universidades, los intelectuales disidentes y los estudiantes, la década del 70 vio la articulación y actualización de los ataques de la élite contra la democracia popular y el propio sistema educativo. Desde la Cámara de Comercio de Estados Unidos y la Comisión Trilateral, que representan los intereses de la élite financiera y corporativa, el principal problema fue identificado como la participación activa y popular del público orientada a la sociedad. Esa era la “crisis de la democracia.” La solución para las élites era simple: menos democracia, más autoridad. En el ámbito educativo, esto significó un mayor control de la élite sobre las universidades, menos libertad y activismo de intelectuales y estudiantes. Las universidades y el sistema educativo de manera más amplia era crecientemente privatizado, corporativizado, y globalizado. La época de la militancia llegó a su fin, y las universidades iban a ser meras plantas de ensamblaje de unidades económicamente productivas que apoyasen el sistema, no que lo impugnasen. Uno de los métodos clave para asegurarse que esto funcione fue a través de la deuda, que actúa como un mecanismo disciplinario en el que los estudiantes se ven limitados por el peso de la servidumbre por deudas, y por lo tanto, su propia educación debe orientarse hacia una carrera específica y una expectativa de ingresos. El conocimiento se busca para obtener beneficio personal y económico más que por el bien del conocimiento como tal. Graduarse con una gran deuda implica entonces la necesidad de entrar inmediatamente al mercado de trabajo, si es que no se había entrado ya al mercado de trabajo a tiempo parcial mientras se estudiaba. Por lo tanto, la deuda disciplina a los estudiantes hacia un propósito diferente en su educación: hacia un puesto de trabajo y a los beneficios financieros en lugar de hacia el conocimiento y el entendimiento. El activismo entonces, es más un impedimento que un partidario del conocimiento y la educación.

En la siguiente parte de esta serie, voy a analizar el propósito y el papel de la educación y los intelectuales en un contexto histórico, diferenciando entre los propósitos de “bien social” y “control social” de la educación, así como entre los intelectuales orientados a la política (de elite) y los orientados a los valores (disidentes). A través de una mirada crítica de los fines de la educación y los intelectuales, podemos entender la crisis actual en la educación y la disidencia intelectual, y por lo tanto, entender los métodos y orientaciones positivas para el cambio.
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Andrew Gavin Marshall es un investigador independiente y escritor residente en Montreal, Canadá, que escribe sobre una serie de cuestiones sociales, políticas, económicas e históricas. También es Project Manager del The People’s Book Project y presenta un programa semanal de podcast, “Empire, Power and People”, en BoilingFrogsPost.com.
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Notas

[1] Michel J. Crozier, Samuel P. Huntington and Joji Watanuki, The Crisis of Democracy, (Report on the Governability of Democracies to the Trilateral Commission, New York University Press, 1975), pages 61-62, 71.
[2] Ibid, pages 74-77.
[3] Ibid, pages 93, 113-115.
[4] Ibid, page 162.
[5] Jay Peterzell, “The Trilateral Commission and the Carter Administration,” Economic and Political Weekly (Vol. 12, No. 51, 17 December 1977), page 2102.
[6] Ibid.
[7] Ibid.
[8] Ibid.
[9] Wayne Parsons, “Politics Without Promises: The Crisis of ‘Overload’ and Governability,” Parliamentary Affairs (Vol. 35, No. 4, 1982), pages 421-422.
[10] Ibid.
[11] Val Burris, “The Social and Political Consequences of Overeducation,” American Sociological Review (Vol. 48, No. 4, August 1983), pages 455-456.
[12] Lewis F. Powell, Jr., “Confidential Memorandum: Attack of American Free Enterprise System,” Addressed to the U.S. Chamber of Commerce, 23 August 1971:

http://www.pbs.org/wnet/supremecourt/personality/sources_document13.html

[13-25] Ibid.
[26] Julie E. Miller-Cribbs, et. al., “Thinking About Think Tanks: Strategies for Progressive Social Work,” Journal of Policy Practice (Vol. 9, No. 3-4, 2010), page 293.
[27] The Heritage Foundation, “The Heritage Foundation’s 35th Anniversary: A History of Achievements,” About: http://www.heritage.org/about/our-history/35th-anniversary
[28] Julie E. Miller-Cribbs, et. al., “Thinking About Think Tanks: Strategies for Progressive Social Work,” Journal of Policy Practice (Vol. 9, No. 3-4, 2010), pages 293-294.
[29] Mark Olssen and Michael A. Peters, “Neoliberalism, Higher Education and the Knowledge Economy: From the Free Market to Knowledge Capitalism,” Journal of Education Policy (Vol. 20, No. 3, May 2005), page 331.
[30] Ibid, pages 338-339.
[31] Bronwyn Davies, et. al., “The Rise and Fall of the Neo-liberal University,” European Journal of Education (Vol. 41, No. 2, 2006), pages 311-312.
[32] Ibid, page 312.

Podcast: The College Crisis

Empire, Power, and People with Andrew Gavin Marshall

The College Crisis

EPP

We are in the midst of a major college crisis: more students than ever before are graduating with professional educations and immense debt into a jobless market with no opportunities. The result of such a scenario, as any historian would warn, is the development of social unrest, dissatisfaction, rebellion, and potentially, revolution. As over 100,000 students on strike protested last week in Quebec against increased tuition costs, with the government stating its intent to dismiss and ignore them, student movements and protests are developing all over the world: Egypt, Tunisia, Chile, Taiwan, Spain, Portugal, the United Kingdom, the United States and Canada. Where did this college crisis come from?

It helps to look back at the activism of the 1960s which saw a “surge in democracy” among the population, and which created a terrifying scenario for elites. The response of elites to this “crisis of democracy” was to reduce democracy. In a secret memo to the U.S. Chamber of Commerce and a 1975 Trilateral Commission report, the “crisis” of popular participation in politics was identified, and the groundwork was laid for a counter-attack: neoliberalism, debt, and discipline. Today, we are seeing a further attack upon the population and democracy, and the students are beginning to stand up.

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Class War and the College Crisis: The “Crisis of Democracy” and the Attack on Education”

Class War and the College Crisis: The “Crisis of Democracy” and the Attack on Education

Class War and the College Crisis: The “Crisis of Democracy” and the Attack on Education

The following is the first part of a series of articles, “Class War and the College Crisis.”

By: Andrew Gavin Marshall

Part 2: The Purpose of Education: Social Uplift or Social Control?

Part 3: Of Prophets, Power, and the Purpose of Intellectuals

Part 4: Student Strikes, Debt Domination, and Class War in Canada

Part 5: Canada’s Economic Collapse and Social Crisis

Part 6: The Québec Student Strike: From ‘Maple Spring’ to Summer Rebellion?

Today, we are witnessing an emerging massive global revolt, led primarily be the educated and unemployed youth of the world, against the institutionalized and established powers which seek to deprive them of a future worth living. In Chile over the past year, a massive student movement and strike has become a powerful force in the country against the increasingly privatized educational system (serving as a model for the rest of the world) with the support of the vast majority of the population; in Quebec, Canada, a student strike has brought hundreds of thousands of youth into the streets to protest against the doubling of tuition fees; students and others are on strike in Spain against austerity measures; protests led by or with heavy participation of the youth in the U.K., Greece, Portugal, France, and in the United States (such as with the Occupy Movement) are developing and growing, struggling against austerity measures, overt corruption by the capitalist class, and government collusion with bankers and corporations. Students and youth led the uprisings in Tunisia and Egypt last year which led to the overthrow of the dictators which had ruled those nations for decades.

All around the world, increasingly, the youth are taking to the streets, protesting, agitating, and striking against the abuses of power, the failures of government, the excesses of greed, plundering and poverty. The educated youth in particular are playing an active role, a role which will be increasing dramatically over the coming year and years. The educated youth are graduating into a jobless market with immense debt and few opportunities. Now, just as several decades ago, the youth are turning back to activism. What happened in the intervening period to derail the activism that had been so widespread in the 1960s? How did our educational system get to its present state? What do these implications have for the present and future?

The “Crisis of Democracy”

In the period between the 1950s and the 1970s, the Western world, and especially the United States, experienced a massive wave of resistance, rebellion, protest, activism and direct action by entire sectors of the general population which had for decades, if not centuries, been largely oppressed and ignored by the institutional power structure of society. The Civil Rights movement in the United States, the rise of the New Left – radical and activist – in both Europe and North America, as elsewhere, anti-war activism, largely spurred against the Vietnam War, Liberation Theology in Latin America (and the Philippines), the environmental movement, feminist movement, gay rights movements, and all sorts of other activist and mobilized movements of youth and large sectors of society were organizing and actively agitating for change, reform, or even revolution. The more power resisted their demands, the more the movements became radicalized. The slower power acted, the faster people reacted. The effect, essentially, was that these movements sought to, and in many cases did, empower vast populations who had otherwise been oppressed and ignored, and they generally awakened the mass of society to such injustices as racism, war, and repression.

For the general population, these movements were an enlightening, civilizing, and hopeful phase in our modern history. For elites, they were terrifying. Thus, in the early 1970s there was a discussion taking place among the intellectual elite, most especially in the United States, on what became known as the “Crisis of Democracy.” In 1973, the Trilateral Commission was formed by banker and global oligarch David Rockefeller, and intellectual elitist Zbigniew Brzezinski. The Trilateral Commission brings together elites from North America, Western Europe, and Japan (now including several states in East Asia), from the realms of politics, finance, economics, corporations, international organizations, NGOs, academia, military, intelligence, media, and foreign policy circles. It acts as a major international think tank, designed to coordinate and establish consensus among the dominant imperial powers of the world.

In 1975, the Trilateral Commission issued a major report entitled, “The Crisis of Democracy,” in which the authors lamented against the “democratic surge” of the 1960s and the “overload” this imposed upon the institutions of authority. Samuel Huntington, a political scientist and one of the principal authors of the report, wrote that the 1960s saw a surge in democracy in America, with an upswing in citizen participation, often “in the form of marches, demonstrations, protest movements, and ‘cause’ organizations.” Further, “the 1960s also saw a reassertion of the primacy of equality as a goal in social, economic, and political life.” Of course, for Huntington and the Trilateral Commission, which was founded by Huntington’s friend, Zbigniew Brzezinski, and banker David Rockefeller, the idea of “equality as a goal in social, economic, and political life” is a terrible and frightening prospect. Huntington analyzed how as part of this “democratic surge,” statistics showed that throughout the 1960s and into the early 1970s, there was a dramatic increase in the percentage of people who felt the United States was spending too much on defense (from 18% in 1960 to 52% in 1969, largely due to the Vietnam War).[1]

Huntington wrote that the “essence of the democratic surge of the 1960s was a general challenge to existing systems of authority, public and private,” and further: “People no longer felt the same compulsion to obey those whom they had previously considered superior to themselves in age, rank, status, expertise, character, or talents.” He explained that in the 1960s, “hierarchy, expertise, and wealth” had come “under heavy attack.” The use of language here is important, in framing power and wealth as “under attack” which implied that those who were “attacking” were the aggressors, as opposed to the fact that these populations (such as black Americans) had in fact been under attack from power and wealth for centuries, and were just then beginning to fight back. Thus, the self defense of people against power and wealth is referred to as an “attack.” Huntington stated that the three key issues which were central to the increased political participation in the 1960s were:

social issues, such as use of drugs, civil liberties, and the role of women; racial issues, involving integration, busing, government aid to minority groups, and urban riots; military issues, involving primarily, of course, the war in Vietnam but also the draft, military spending, military aid programs, and the role of the military-industrial complex more generally.[2]

Huntington presented these issues, essentially, as the “crisis of democracy,” in that they increased distrust with the government and authority, that they led to social and ideological polarization, and ultimately, to a “decline in the authority, status, influence, and effectiveness of the presidency.” Huntington concluded that many problems of governance in the United States stem from an “excess of democracy,” and that, “the effective operation of a democratic political system usually requires some measure of apathy and noninvolvement on the part of some individuals and groups.” Huntington explained that society has always had “marginal groups” which do not participate in politics, and while acknowledging that the existence of “marginality on the part of some groups is inherently undemocratic,” it has also “enabled democracy to function effectively.” Huntington identifies “the blacks” as one such group that had become politically active, posing a “danger of overloading the political system with demands.” Of course, this implies directly an elitist version of “democracy” in which the state retains the democratic aesthetic (voting, separation of powers, rule of law) but remains exclusively in the hands of the wealthy power elite. Huntington, in his conclusion, stated that the vulnerability of democracy – the ‘crisis of democracy’ – comes “from the internal dynamics of democracy itself in a highly educated, mobilized, and participant society,” and that what is needed is “a more balanced existence” in which there are “desirable limits to the indefinite extension of political democracy.”[3] In other words, what is needed is less democracy and more authority.

The Trilateral Commission later explained its views of the “threat” to democracy and thus, the way the system ‘should’ function:

In most of the Trilateral countries [Western Europe, North America, Japan] in the past decade there has been a decline in the confidence and trust which the people have in government… Authority has been challenged not only in government, but in trade unions, business enterprises, schools and universities, professional associations, churches, and civic groups. In the past, those institutions which have played the major role in the indoctrination of the young in their rights and obligations as members of society have been the family, the church, the school, and the army. The effectiveness of all these institutions as a means of socialization has declined severely.(emphasis added)[4]

The “excess of democracy” which this entailed created a supposed “surge of demands” upon the government, just at a time when the government’s authority was being undermined. The Trilateral Commission further sent rampant shivers through the intellectual elite community by discussing the perceived threat of “value-oriented intellectuals” who dare to “assert their disgust with the corruption, materialism, and inefficiency of democracy and with the subservience of democratic government to ‘monopoly capitalism’.” For the members and constituents (elites) of the Trilateral Commission, they did not hold back on the assessment of such a threat, stating that, “this development constitutes a challenge to democratic government which is, potentially at least, as serious as those posed in the past by the aristocratic cliques, fascist movements, and communist parties.”[5] This is a very typical elitist use of rhetoric in which when identifying any perceived threat to elite interests, they are portrayed in near-apocalyptic terms. The implication, therefore, is that intellectuals who challenge authority are presented as much of a threat to democracy as Hitler and fascism were.

The Trilateral Commission report explained – through economic reasoning – how increased democracy is simply unsustainable. The “democratic surge” gave disadvantaged groups new rights and made them politically active (such as blacks), and this resulted in increased demands upon the very system whose legitimacy had been weakened. A terrible scenario for elites! The report explained that as voting decreased throughout the 1960s and into the 1970s, active political participation on campuses increased, minority groups were demanding rights (how dare they!), and not only were they demanding basic human rights, but also “opportunities, positions, rewards, and privileges, which they had not considered themselves entitled to before.” That is, unlike the rich, who have considered themselves entitled to everything, always, and forever. Thus, government spending on social welfare and education increased, explained the report: “By the early 1970s Americans were progressively demanding and receiving more benefits from their government and yet having less confidence in their government than they had a decade before.” Most people would refer to that as the achievement of democracy, but for the Trilateral “intellectuals” it was an “excess of democracy,” and indeed, a threat.[6]

Samuel Huntington, naturally, assumed that the decline of confidence in the government was irrational, and had nothing to do with the Vietnam War, police and state repression of protest movements, the Watergate Scandal or other obvious crimes. No, for Huntington, the decline in confidence is tied magically to the “increased expectations” of the population, or, as Jay Peterzell explained in his critique of the report, “the root cause of public disillusionment is consistently traced to unrealistic expectations encouraged by government spending.” Huntington justified this absurd myth on his skewed analysis of the “defense shift” and “welfare shift.” The “defense shift,” which took place in the 1950s, described a period in which 36% of the increase in government spending went to defense (i.e., the military-industrial complex), whereas welfare declined as a proportion of the budget. Then came the “welfare shift” of the 1960s, in which between 1960 and 1971, only a paltry 15% of the increase in spending went to the military-industrial complex, while 84% of the increase went to domestic programs. Thus, for Huntington, the “welfare shift” basically destroyed America and ruined democracy.[7]

In reality, however, Jay Peterzell broke down the numbers to explain the “shifts” in a larger and more rational context. While it was true that the percentages increased and decreased as Huntington displayed them, they were, after all, a percentage of the “increase” in spending, not the overall percentage of spending itself. So, when one looks at the overall government spending in 1950, 1960, and 1972, the percentage on “defense” was 44, to 53, to 37. In those same years, spending on welfare amounted to 4%, 3% and 6%. Thus, between 1960 and 1972, the amount of spending on defense decreased from 53-37% of the total spending of government. In the same years, spending on welfare increased from 3-6% of the total government expenditure. When viewing it as a percentage of the overall, it can hardly be legitimate to claim that the meager increase to 6% of government expenditures for welfare was anywhere near as “threatening” to democracy as was the 37% spent on the military-industrial complex.[8]

So naturally, as a result of such terrifying statistics, the intellectual elite and their financial overlords had to impose more authority and less democracy. It was not simply the Trilateral Commission advocating for such “restraints” upon democracy, but this was a major discussion in elite academic circles in the 1970s. In Britain, this discussion emerged on the “governability thesis” – or the “overload” thesis – of democracy. Samuel Brittan’s “The Economic Contradictions of Democracy” in 1975, explained that, “The temptation to encourage fake expectations among the electorate becomes overwhelming to politicians. The opposition parties are bound to promise to do better and the government party must join in the auction.” Essentially, it was a repetition of the Trilateral thesis that too many promises create too many demands, which then create too much stress for the system, and it would inevitably collapse. Anthony King echoed this in his piece, “Overload: Problems of Governing in the 1970s,” and King explained that governing was becoming “harder” because “at one and the same time, the range of problems that government is expected to deal with has vastly increased and its capacity to deal with problems, even many of the ones it had before, has decreased.” The Italian political scientist Giovanni Sartori asked the question, “Will Democracy Kill Democracy?”

We are pursuing targets which are out of proportion, unduly isolated and pursued blindly, and that are, therefore, in the process of creating… a wholly unmanageable and ominous overload… We are beginning to realize in the prosperous democracies that we are living above our means. But we are equally and more grievously living above and beyond our intelligence, above the understanding of what we are doing.[9]

King explained that, “Political scientists have traditionally been concerned to improve the performance of government.” An obvious mistake, concluded King, who suggested that, “Perhaps over the next few years they should be concerned more with how the number of tasks that government has come to be expected to perform can be reduced.” The “remedy” for all this “overload” of democratic societies was to, first, bring “an end to the politics of ‘promising’,” and second, “attempt to reduce the expectations of voters and consumers” on the political process.[10]

The “threat” of educated youth was especially pronounced. In 1978, the Management Development Institute (a major business school in India) released a report in which it stated:

perhaps the most pernicious trend over the next decade is the growing gap between an increasingly well educated labor force and the number of job openings which can utilize its skills and qualifications… The potential for frustration, alienation and disruption resulting from the disparity between educational attainment and the appropriate job content cannot be overemphasized.[11]

In these commentaries, we are dealing with two diametrically opposed definitions of democracy: popular and elitist. Popular democracy is government of, by, and for the people; elitist democracy is government of, by, and for the rich (but with the outward aesthetic of democracies), channeling popular participation into voting instead of decision-making or active participation. Popular democracy implies the people participating directly in the decisions and functions and maintenance of the ‘nation’ (though not necessarily the State); whereas elitist democracy implies passive participation of the population so much as to allow them to feel as if they play an important role in the direction of society, while the elites control all the important levers and institutions of power which direct and benefit from the actions of the state. These differing definitions are important because when reading reports written and issued by elite interests (such as the Trilateral Commission report), it changes the substance and meaning of the report itself. For example, take the case of Samuel Huntington lamenting at the threat posed to democracy by popular participation: from the logic of popular democracy, this is an absurd statement that doesn’t make sense; from the logic of elitist democracy, the statement is accurate and profoundly important. Elites understand this differentiation, so too must the public.

The Powell Memo: Protecting the Plutocracy

While elites were lamenting over the surge in democracy, particularly in the 1960s, they were not simply complaining about an “excess of democracy” but were actively planning on reducing it. Four years prior to the Trilateral Commission report, in 1971, the infamous and secret ‘Powell Memo’ was issued, written by a corporate lawyer and tobacco company board member, Lewis F. Powell, Jr. (whom President Nixon nominated to the Supreme Court two months later), which was addressed to the Chairman of the Education Committee of the U.S. Chamber of Commerce, representing American business interests.

Powell stipulated that “the American economic system is under broad attack,” and that, “the assault on the enterprise system is broadly based and consistently pursued… gaining momentum and converts.” While the ‘sources’ of the ‘attack’ were identified as broad, they included the usual crowd of critics, Communists, the New Left, and “other revolutionaries who would destroy the entire system, both political and economic.” Adding to this was that these “extremists” were increasingly “more welcomed and encouraged by other elements of society, than ever before in our history.” The real “threat,” however, was the “voices joining the chorus of criticism [which] come from perfectly respectable elements of society: from the college campus, the pulpit, the media, the intellectual and literary journals, the arts and sciences, and from politicians.” While acknowledging that in these very sectors, those who speak out against the ‘system’ are still a minority, Powell noted, “these are often the most articulate, the most vocal, the most prolific in their writing and speaking.”[12]

Powell discussed the “paradox” of how the business leaders appear to be participating – or simply tolerating – the attacks on the “free enterprise system,” whether by providing a voice through the media which they own, or through universities, despite the fact that “[t]he boards of trustees of our universities overwhelmingly are composed of men and women who are leaders in the system.” Powell lamented the conclusions of reports indicating that colleges were graduating students who “despise the American political and economic system,” and thus, who would be inclined to move into power and create change, or outright challenge the system head on. This marked an “intellectual warfare” being waged against the system, according to Powell, who then quoted economist Milton Friedman of the University of Chicago (and the ‘father’ of neoliberalism), who stated:

It [is] crystal clear that the foundations of our free society are under wide-ranging and powerful attack – not by Communists or any other conspiracy but by misguided individuals parroting one another and unwittingly serving ends they would never intentionally promote.[13]

Powell even specifically identified Ralph Nader as a “threat” to American business. Powell further deplored the changes and “attack” being made through the courts and legal system, which began targeting corporate tax breaks and loop holes, with the media supporting such initiatives since they help “the poor.” Powell of course referred to the notion of helping “the poor” at the expense of the rich, and the framing of the debate as such, as “political demagoguery or economic illiteracy,” and that the identification of class politics – the rich versus the poor – “is the cheapest and most dangerous kind of politics.” The response from the business world to this “broad attack,” Powell sadly reported, was “appeasement, ineptitude and ignoring the problem.” Powell did, however, explain in sympathy to the ‘ineptitude’ of the corporate and financial elites that, “it must be recognized that businessmen have not been trained or equipped to conduct guerilla warfare with those who propagandize against the system.”[14]

While the “tradition role” of business leaders has been to make profits, “create jobs,” to “improve the standard of living,” and of course, “generally to be good citizens,” they have unfortunately shown “little skill in effective intellectual and philosophical debate.” Thus, stated Powell, businessmen must first “recognize that the ultimate issue may be survival – survival of what we call the free enterprise system, and all that this means for the strength and prosperity of America and the freedom of our people.” As such, “top [corporate] management must be equally concerned with protecting and preserving the system itself,” instead of just focused on profits. Corporations, Powell acknowledged, were long involved in “public relations” and “governmental affairs” (read: propaganda and public policy), however, the ‘counter-attack’ must be more wide-ranging:

But independent and uncoordinated activity by individual corporations, as important as this is, will not be sufficient. Strength lies in organization, in careful long-range planning and implementation, in consistency of action over an indefinite period of years, in the scale of financing available only through joint effort, and in the political power available only through united action and national organizations.[15]

While the ‘assault’ against the system developed over several decades, Powell elaborated, “there is reason to believe that the campus [university/education] is the single most dynamic source,” as “social science faculties usually include members who are unsympathetic to the enterprise system.” These academics, explained Powell, “need not be in the majority,” as they “are often personally attractive and magnetic; they are stimulating teachers, and their controversy attracts student following; they are prolific writers and lecturers; they author many of the textbooks, and they exert enormous influence – far out of proportion to their numbers – on their colleagues and in the academic world.” Such a situation is, naturally, horrific and deplorable! Imagine that, having magnetic, stimulating and prolific teachers, what horror and despair for the world that would surely bring!

In purporting that political scientists, economists, sociologists and many historians “tend to be liberally oriented,” Powell suggested that “the need for liberal thought is essential to a balanced viewpoint,” but that the ‘balance’ does not exist, with “few [faculty] members being conservatives or [of] moderate persuasion… and being less articulate and aggressive than their crusading colleagues.” Terrified of the prospects of these potentially revolutionary youths entering into positions of power, Powell stated that when they do, “for the most part they quickly discover the fallacies of what they have been taught,” which is, in other words, to say that they quickly become socialized to the structures, hierarchies and institutions of power which demand conformity and subservience to elite interests. However, there were still many who could emerge in “positions of influence where they mold public opinion and often shape governmental action.” Thus, recommended Powell, the Chamber of Commerce should make the “priority task of business” and its related organizations “to address the campus origin of this hostility.” As academic freedom was held as sacrosanct in American society, “It would be fatal to attack this as a principle,” which of course implies that it is to be attacked indirectly. Instead, it would be more effective to use the rhetoric of “academic freedom” itself against the principle of academic freedom, using terms like “openness,” “fairness,” and “balance” as points of critique which would yield “a great opportunity for constructive action.”[16]

Thus, an organization such as the Chamber of Commerce should, recommended Powell, “consider establishing a staff of highly qualified scholars in the social sciences who do believe in the system… [including] several of national reputation whose authorship would be widely respected – even when disagreed with.” The Chamber should also create “a staff of speakers of the highest competency” which “might include the scholars,” and establish a ‘Speaker’s Bureau’ which would “include the ablest and most effective advocates form the top echelons of American business.” This staff of scholars, which Powell emphasized, should be referred to as “independent scholars,” should then engage in a continuing program of evaluating “social science textbooks, especially in economics, political science and sociology.” The objective of this would “be oriented toward restoring the balance essential to genuine academic freedom,” meaning, of course, implanting ideological indoctrination and propaganda from the business world, which Powell described as the “assurance of fair and factual treatment of our system of government and our enterprise system, its accomplishments, its basic relationship to individual rights and freedoms, and comparisons with the systems of socialism, fascism and communism.” Powell lamented that the “civil rights movement insist[ed] on re-writing many of the textbooks in our universities and schools,” and “labor unions likewise insist[ed] that textbooks be fair to the viewpoints of organized labor.” Thus, Powell contended, in the business world attempting to re-write textbooks and education, this process “should be regarded as an aid to genuine academic freedom and not as an intrusion upon it.”[17]

Further, Powell suggested that the business community promote speakers on campuses and lecture tours “who appeared in support of the American system of government and business.” While explaining that student groups and faculty would not likely be willing to give the podium over to the Chamber of Commerce or business leaders to espouse their ideology, the Chamber must “aggressively insist” on being heard, demanding “equal time,” as this would be an effective strategy because “university administrators and the great majority of student groups and committees would not welcome being put in the position publicly of refusing a forum to diverse views.” The two main ingredients for this program, Powell explained, was first, “to have attractive, articulate and well-informed speakers,” and second, “to exert whatever degree of pressure – publicly and privately – may be necessary to assure opportunities to speak.” The objective, Powell wrote, “always must be to inform and enlighten, and not merely to propagandize.”[18]

The biggest problem on campuses, however, was the need to “balance” faculties, meaning simply that the business world must work to implant spokespeople and apologists for the economic and financial elite into the faculties. The need to “correct” this imbalance, wrote Powell, “is indeed a long-range and difficult project,” which “should be undertaken as a part of an overall program,” including the application of pressure “for faculty balance upon university administrators and boards of trustees.” Powell acknowledged that such an effort is a delicate and potentially dangerous process, requiring “careful thought,” as “improper pressure would be counterproductive.” Focusing on the rhetoric of balance, fairness, and ‘truth’ would create a method “difficult to resist, if properly presented to the board of trustees.” Of course, the whole counter-attack of the business world should not simply be addressed to university education, but, as Powell suggested, also “tailored to the high schools.”[19]

As Powell had addressed the “attack” from – and proposed the “counterattack” on – the educational system by the corporate and financial elite, he then suggested that while this was a more long-term strategy, in the short term it would be necessary to address the public in the short-term. To do so:

The first essential is to establish the staffs of eminent scholars, writers and speakers, who will do the thinking, the analysis, the writing and the speaking. It will also be essential to have staff personnel who are thoroughly familiar with the media, and how most effectively to communicate with the public.[20]

The means of communicating with the public include using television. Powell recommended monitoring television in the same way that they monitor textbooks, with an aim to keep the media under “constant surveillance” for criticism of the enterprise system, which, Powell assumed, was derived from one of two sources: “hostility or economic ignorance.” It is simply assumed that the critiques of business and the ‘system’ are unjustified, derived from a misplaced hatred of society or from ignorance. This point of view is consistently regurgitated throughout the entire memo. To more properly “correct” the media, Powell suggested that surveillance would then prompt complaints to both the media and the Federal Communications Commission, and just as in university speaking tours, “equal time [for business spokespeople] should be demanded,” especially on “forum-type programs” like Meet the Press or the Today Show. Of course, the radio and print press were also to be monitored and “corrected.”[21]

The “faculty of scholars” established by the Chamber of Commerce or other business groups must publish, especially scholarly articles, as such tactics have been effective in the “attack” on the enterprise system. Thus, these “independent scholars” must publish in popular magazines (such as Life, Reader’s Digest, etc.), intellectual magazines (such as the Atlantic, Harper’s, etc.) and the professional journals. Furthermore, they must publish books, paperbacks and pamphlets promoting “our side” to “educate the public.” Paid advertising must also increasingly be used to “support the system.”[22]

Powell then turned his attention to the political arena, beginning with the base assumption that the idea of big business controlling Western governments is mere “Marxist doctrine” and “leftist propaganda,” which, Powell sadly reports, “has a wide public following among Americans.” He immediately thereafter asserted that, “every business executive knows… few elements of American society today have as little influence in government as the American businessman, the corporation, or even the millions of corporate stockholders.” Powell amazingly claimed that in terms of government influence, the poor unfortunate American businessman and corporate executive is “the forgotten man.”[23]

Forget the poor, black, and disenfranchised segments of society; forget the disabled, the labeled, and the imprisoned; forget those on welfare, food stamps, dependent upon social services or local charity; forget the entire population of the United States, who can only incite government recognition and support after years of struggle, constant protests, police repression, assault, curtailment of basic human rights and dignity; those struggles which seek only the attainment of a genuine status of human being, to be treated equal and fair… no, forget those people! The true “forgotten” and “oppressed” are the executives at Union Carbide, Exxon, General Electric, GM, Ford, DuPont, Dow, Chase Manhattan, Bank of America, and Monsanto. They, truly, are the disenfranchised… At least, according to Lewis Powell.

For Powell, education and public propaganda campaigns are necessary, but the poor disenfranchised American corporate executive must realize that “political power is necessary,” and that such power must be “used aggressively and with determination – without embarrassment and without the reluctance which has been so characteristic of American business.” Further, it is not merely in the legislative and executive branches of government where business leaders must seize power “aggressively,” but also in the judicial branch – the courts – which “may be the most important instrument for social, economic and political change.” Charging that both “liberals” and the “far left” have been “exploiters of the judicial system” – such as the American Civil Liberties Union, labor unions and civil rights organizations – business groups such as the Chamber of Commerce would need to establish “a highly competent staff of lawyers” to exploit the judiciary for their own benefit.[24] Powell went on to play a very important role in this process as he was appointed to the Supreme Court almost immediately after having authored this memo, where he made many important decisions regarding “corporate rights.”

In advocating aggression in pushing their own interests, Powell encouraged the business community “to attack the [Ralph] Naders, the [Herbert] Marcuses and other who openly seek destruction of the system,” as well as “to penalize politically those who oppose it.” The “threat to the enterprise system” must not be merely presented as an economic issue, but should be portrayed as “a threat to individual freedom,” which Powell described as a “great truth” which “must be re-affirmed if this program is to be meaningful.” Thus, the “only alternatives to free enterprise” are to be presented as “varying degrees of bureaucratic regulation of individual freedom – ranging from that under moderate socialism to the iron heel of the leftist or rightist dictatorship.” The aim was to tie the average American’s own individual conception of their personal freedom and rights to that of corporations and business leaders. Thus, contended Powell, “the contraction and denial of economic freedom is followed inevitably by governmental restrictions on other cherished rights.” This is the precise message, Powell explained, “above all others, that must be carried home to the American people.”[25] So, by this logic, if today Monsanto and Dow are regulated, tomorrow, your Mom and Dad will be in a dictatorship.

The New Right: Neoliberalism and Education

The Powell Memo is largely credited with being a type of ‘Constitution’ or ‘founding document’ for the emergence of the right-wing think tanks in the 1970s and 1980s, as per its recommendations for establishing “a staff of highly qualified scholars in the social sciences who do believe in the system.” In 1973, a mere two years after the memo was written, the Heritage Foundation was founded as an “aggressive and openly ideological expert organization,” which became highly influential in the Reagan administration.[26]

The Heritage Foundation’s website explains that the think tank’s mission “is to formulate and promote conservative public policies based on the principles of free enterprise, limited government, individual freedom, traditional American values, and a strong national defense.” Upon its founding in 1973, the Heritage Foundation began to “deliver compelling and persuasive research to Congress providing facts, data, and sound arguments on behalf of conservative principles.” In 1977, Ed Feulner became President of the foundation and established “a new senior management staff” and a ‘resource bank’ in order “to take on the liberal establishment and forge a national network of conservative policy groups and experts,” ultimately totaling more than 2,200 “policy experts” and 475 “policy groups” in the U.S. and elsewhere. In 1980, Heritage published a “public policy blueprint” entitled, “Mandate for Leadership,” which became “the policy bible of the newly elected Reagan administration on everything from taxes and regulation to crime and national defense.” In 1987, Heritage published another policy plan, “Out of the Poverty Trap: A Conservative Strategy for Welfare Reform,” which, as their website boastfully claimed, “changed the entitlement mentality in America, moving thousands off the dole [welfare] and toward personal responsibility,” or, in other words, deeper poverty.[27]

The model of the Heritage Foundation led to the rapid proliferation of conservative think tanks, from 70 to over 300 in over 30 years, which “often work together to create multi-issue networks on the local, state, and federal level and use mainstream and alternative media to promote conservative agendas.” The ultimate objective, like with all think tanks and foundations, is “spreading ideology.”[28]

The Cato Institute is another conservative – or “libertarian” – think tank, as it describes itself. Founded in 1974 as the Charles Koch Foundation by Charles Koch (one of America’s richest billionaires and major financier of the Tea Party movement), as well as Ed Crane and Murray Rothbard. By 1977, it had changed its name to the Cato Institute, after “Cato’s Letters,” a series of essays by two British writers in the 18th century under the pseudonym of Cato, who was a Roman Senator strongly opposed to democracy, and had fought against the slave uprising led by Spartacus. He was idolized in the Enlightenment period as a progenitor and protector of liberty (for the few), which was reflected in the ideology of the Founding Fathers of the United States, particularly Thomas Jefferson and James Madison, for which the Cato Institute credits as the reasoning for the re-naming. While Enlightenment thought and thinkers are idolized – most especially in the formation of the U.S. Constitution – as advocates of liberty, freedom and individual rights, it was the ‘right’ of ‘private property’ and those who owned property (which, at the time, included slave owners) as the ultimate sacrosanct form of “liberty.” Again, a distinctly elitist conception of democracy referred to as ‘Republicanism.’

These right-wing think tanks helped bring in the era of neo-liberalism, bringing together “scholars” who support the so-called “free market” system (itself, a mythical fallacy), and who deride and oppose all forms of social welfare and social support. The think tanks produced the research and work which supported the dominance of the banks and corporations over society, and the members of the think tanks had their voices heard through the media, in government, and in the universities. They facilitated the ideological shift in power and policy circles toward neoliberalism.

The Powell Memo and the general “crisis of democracy” set out a political, social, and economic circumstance in which neoliberalism emerged to manage the “excess of democracy.” Instead of a broader focus on neoliberalism and globalization in general, I will focus on their influences upon education in particular. The era of neoliberal globalization marked a rapid decline of the liberal welfare states that had emerged in the previous several decades, and as such, directly affected education.

As part of this process, knowledge was transformed into ‘capital’ – into ‘knowledge capitalism’ or a ‘knowledge economy.’ Reports from the World Bank and the Organization for Economic Cooperation and Development (OECD) in the 1990s transformed these ideas into a “policy template.” This was to establish “a new coalition between education and industry,” in which “education if reconfigured as a massively undervalued form of knowledge capital that will determine the future of work, the organization of knowledge institutions and the shape of society in the years to come.”[29]

Knowledge was thus defined as an “economic resource” which would give growth to the economy. As such, in the neoliberal era, where all aspects of economic productivity and growth are privatized (purportedly to increase their efficiency and productive capacity as only the “free market” can do), education – or the “knowledge economy” – itself, was destined to be privatized.[30]

In the revised neoliberal model of education, “economic productivity was seen to come not from government investment in education, but from transforming education into a product that could be bought and sold like anything else – and in a globalised market, Western education can be sold as a valuable commodity in developing countries.” Thus, within the university itself, “the meaning of ‘productivity’ was shifted away from a generalized social and economic good towards a notional dollar value for particular government-designated products and practices.” Davies et. al. elaborated:

Where these products are graduating students, or research published, government could be construed as funding academic work as usual. When the ‘products’ to be funded are research grant dollars, with mechanisms in place to encourage collaboration with industry, this can be seen as straightforward manipulation of academics to become self-funding and to service the interests of business and industry.[31]

The new ‘management’ of universities entailed decreased state funding while simultaneously increasing “heavy (and costly) demands on accounting for how that funding was used,” and thus, “trust in professional values and practices was no longer the basis of the relationship” between universities and government. It was argued that governments were no longer able to afford the costs of university education, and that the “efficiency” of the university system – defined as “doing more with less” – was to require a change in the leadership and management system internal to the university structure to “a form of managerialism modeled on that of the private sector.” The “primary aim” of this neoliberal program, suggests Davies:

was not simply to do more with less, since the surveillance and auditing systems are extraordinarily costly and ineffective, but to make universities more governable and to harness their energies in support of programmatic ambitions of neo-liberal government and big business. A shift towards economics as the sole measure of value served to erode the status and work of those academics who located value in social and moral domains. Conversely, the technocratic policy-oriented academics, who would serve the ends of global corporate capital, were encouraged and rewarded.[32]

As the 1960s saw a surge in democracy and popular participation, to a significant degree emanating from the universities, dissident intellectuals and students, the 1970s saw the articulation and actualization of the elite attack upon popular democracy and the educational system itself. From the U.S. Chamber of Commerce and the Trilateral Commission, both of which represent elite financial and corporate interests, the key problem was identified as active and popular participation of the public in the direction of society. This was the “crisis of democracy.” The solution for elites was simple: less democracy, more authority. In the educational realm, this meant more elite control over universities, less freedom and activism for intellectuals and students. Universities and the educational system more broadly was to become increasingly privatized, corporatized, and globalized. The age of activism was at an end, and universities were to be mere assembly plants for economically productive units which support the system, not challenge it. One of the key methods for ensuring this took place was through debt, which acts as a disciplinary mechanism in which students are shackled with the burden of debt bondage, and thus, their education itself must be geared toward a specific career and income expectation. Knowledge is sought for personal and economic benefit more than for the sake of knowledge itself. Graduating with extensive debt then implies a need to immediately enter the job market, if not already having entered the job market part time while studying. Debt thus disciplines the student toward a different purpose in their education: toward a job and financial benefits rather than toward knowledge and understanding. Activism then, is more of an impediment to, rather than a supporter of knowledge and education.

In the next part of this series, I will analyze the purpose and role of education and intellectuals in a historical context, differentiating between the ‘social good’ and ‘social control’ purposes of education, as well as between the policy-oriented (elite) and value-oriented (dissident) intellectuals. Through a critical look at the purpose of education and intellectuals, we can understand the present crisis in education and intellectual dissent, and thus, understand positive methods and directions for change.

Andrew Gavin Marshall is an independent researcher and writer based in Montreal, Canada, writing on a number of social, political, economic, and historical issues. He is also Project Manager of The People’s Book Project. He also hosts a weekly podcast show, “Empire, Power, and People,” on BoilingFrogsPost.com.

Notes

[1]            Michel J. Crozier, Samuel P. Huntington and Joji Watanuki, The Crisis of Democracy, (Report on the Governability of Democracies to the Trilateral Commission, New York University Press, 1975), pages 61-62, 71.

[2]            Ibid, pages 74-77.

[3]            Ibid, pages 93, 113-115.

[4]            Ibid, page 162.

[5]            Jay Peterzell, “The Trilateral Commission and the Carter Administration,” Economic and Political Weekly (Vol. 12, No. 51, 17 December 1977), page 2102.

[6]            Ibid.

[7]            Ibid.

[8]            Ibid.

[9]            Wayne Parsons, “Politics Without Promises: The Crisis of ‘Overload’ and Governability,” Parliamentary Affairs (Vol. 35, No. 4, 1982), pages 421-422.

[10]            Ibid.

[11]            Val Burris, “The Social and Political Consequences of Overeducation,” American Sociological Review (Vol. 48, No. 4, August 1983), pages 455-456.

[12]            Lewis F. Powell, Jr., “Confidential Memorandum: Attack of American Free Enterprise System,” Addressed to the U.S. Chamber of Commerce, 23 August 1971:

http://www.pbs.org/wnet/supremecourt/personality/sources_document13.html

[13-25]                        Ibid.

[26]            Julie E. Miller-Cribbs, et. al., “Thinking About Think Tanks: Strategies for Progressive Social Work,” Journal of Policy Practice (Vol. 9, No. 3-4, 2010), page 293.

[27]            The Heritage Foundation, “The Heritage Foundation’s 35th Anniversary: A History of Achievements,” About: http://www.heritage.org/about/our-history/35th-anniversary

[28]            Julie E. Miller-Cribbs, et. al., “Thinking About Think Tanks: Strategies for Progressive Social Work,” Journal of Policy Practice (Vol. 9, No. 3-4, 2010), pages 293-294.

[29]            Mark Olssen and Michael A. Peters, “Neoliberalism, Higher Education and the Knowledge Economy: From the Free Market to Knowledge Capitalism,” Journal of Education Policy (Vol. 20, No. 3, May 2005), page 331.

[30]            Ibid, pages 338-339.

[31]            Bronwyn Davies, et. al., “The Rise and Fall of the Neo-liberal University,” European Journal of Education (Vol. 41, No. 2, 2006), pages 311-312.

[32]            Ibid, page 312.

Bringing Down the Empire: Challenging the Institutions of Domination

Bringing Down the Empire: Challenging the Institutions of Domination

By: Andrew Gavin Marshall

“Nothing is more powerful than an idea whose time has come.” – Victor Hugo

We have come to the point in our history of our species where an increasing amount of people are asking questions, seeking answers, taking action, and waking up to the realities of our world, to the systems, ideas, institutions and individuals who have dominated, oppressed, controlled, and ensnared humanity in their grip of absolute control. As the resistance to these ideas, institutions, and individuals grows and continues toward taking action – locally, nationally, regionally, and globally – it is now more important than ever for the discussion and understanding of our system to grow in accord. Action must be taken, and is being taken, but information must inform action. Without a more comprehensive, global and expansive understanding of our world, those who resist this system will become increasingly divided, more easily co-opted, and have their efforts often undermined.

So now we must ask the questions: What is the nature of our society? How did we get here? Who brought us to this point? Where are we headed? When will we get to that point? Why is humanity in this place? And what can we do to change the future and the present? These are no small questions, and while they do not have simple answers, the answers can be sought, all the same. If we truly seek change, not simply for ourselves as individuals, not merely for our specific nations, but for the whole of humanity and the entire course of human history, these questions must be asked, and the answers must be pursued.

So, what is the nature of our society?

Our society is one dominated not simply by individuals, not merely by institutions, but more than anything else, by ideas. These three focal points are of course inter-related and interdependent. After all, it is individuals who come up with ideas which are then institutionalized. As a result, over time, the ‘institutionalization of ideas’ affect the wider society in which they exist, by producing a specific discourse, by professionalizing those who apply the ideas to society, by implanting them so firmly in the social reality that they often long outlive the individuals who created them in the first place. In time, the ideas and institutions take on a life of their own, they become concerned with expanding the power of the institutions, largely through the propagation and justification of the ideas which legitimate the institution’s existence. Ultimately, the institution becomes a growing, slow-moving, corrosive behemoth, seeking self-preservation through repression of dissent, narrowing of the discourse, and control over humanity. This is true for the ideas and institutions, whether media, financial, corporate, governmental, philanthropic, educational, political, social, psychological and spiritual. Often the idea which founds an institution may be benevolent, altruistic and humane, but, over time, the institution itself takes control of the idea, makes it rigid and hesitant to reform, and so even the most benevolent idea can become corrupted, corrosive, and oppressive to humanity. This process of the institutionalization of ideas has led to the rise of empires, the growth of wars, the oppression of entire populations, and the control and domination of humanity.

How did we get here?

The process has been a long one. It is, to put it simply, the history of all humanity. In the last 500 years, however, we can identify more concrete and emergent themes, ideas, institutions, individuals and processes which brought us to our current place. Among these are the development of the nation-state, capitalism, and the financial system of banking and central banking. Concurrently with this process, we saw the emergence of racism, slavery, and the transformation of class politics into racial politics. The ideas of ‘social control’ came to define and lay the groundwork for a multitude of institutions which have emerged as dominant forces in our society. Managing the poor and institutionalizing racism are among the most effective means of social control over the past 500 years. The emergence of national education systems played an important part in creating a collective identity and consciousness for the benefit of the state. The slow and steady progression of psychiatry led to the domination of the human mind, and with that, the application of psychology in methods of social engineering and social control.

Though it was in the 19th century that revolutionary ideas and new philosophies of resistance emerged in response to the increasing wealth and domination at the top, and the increasing repression and exploitation of the rest. In reaction to this development, elites sought out new forms of social control. Educational institutions facilitated the rise of a new intellectual elite, which, in turn, redefined the concept of democracy to be an elite-guided structure, defined and controlled by that very same intellectual elite. This led to the development of new concepts of propaganda and power. This elite created the major philanthropic foundations which came to act as “engines of social engineering,” taking a dominant role in the shaping of a global society and world order over the 20th century. Ruthless imperialism was very much a part of this process. By no means new to the modern world, empire and war is almost as old as human social organization. In the late 19th and early 20th centuries, rapid imperial expansion led to the domination of almost the entire world by the Western powers. As the Europeans took control of Africa, the United States took control of the Caribbean, with Woodrow Wilson’s brutal occupations of Haiti and the Dominican Republic.

The two World Wars transformed the global order: old empires crumbled, and new ones emerged. Bankers centralized their power further and over a greater portion of human society. After World War II, the American Empire sought total world domination. It undertook to control the entirety of Latin America, often through coups and brutal state repression, including support to tyrannical dictators. This was done largely in an effort to counter the rise of what was called “radical nationalism” among the peoples of the region.  In the Middle East, the United States sought to control the vast oil reserves in an effort to “control the world.” To do so, the United States had to set itself against the phenomenon of Arab Nationalism. Israel emerged in the context of great powers seeking to create a proxy state for their imperial domination of the region. The birth of Israel was itself marked by a brutal campaign of ethnic cleansing against the domestic Palestinian population, a fact which has scarred forever the image and reality of Israel in the Arab world. The development of the educational system facilitated the imperial expansion, not only in the United States itself, but globally, and largely at the initiative of major foundations like Rockefeller, Carnegie, and Ford.

Who brought us here?

While the ideas and institutions are the major forces of domination in our world, they are all started by individuals. We are ruled, though it may be difficult to imagine, by a small dynastic power structure, largely consisting of powerful banking families, such as the Rothschilds, Rockefellers, and others. The emerged in controlling the financial system, extended their influence over the political system, the educational system, and, through the major foundations, have become the dominant social powers of our world, creating think tanks and other institutions which shape and change the course of society and modern human history. Among these central institutions which extend the domination of these elites and their social group are the Council on Foreign Relations, the Bilderberg Group, and the Trilateral Commission.

Where are we headed, and when will we get there?

We face the possibility of a major global war. Already the Western imperial powers have been interfering in the Arab Spring, attempting to co-opt, control, or outright repress various uprisings in the region, as well as extending their imperial interests by supporting militant and destructive elements in order to implement – through war and destabilization – regime change, such as in Libya. The war threats against Iran continue, not because Iran is seeking a nuclear weapon, but because Iran seeks to continue to develop independent of Western domination and has the capacity to defend itself, an incomprehensible thought for a global empire which believes it has the ‘right’ to absolute world domination. The empire itself is threatened by a ‘Global Political Awakening’ which marks the changing ideas and understandings of humanity about our situation and the possibility for change, even revolutionary if necessary. As the global economic crisis continues to descend into a ‘Great Global Debt Depression,’ we see the increasing development of resistance, leading even to riots, rebellion, and potentially revolution. The middle classes of the West are being plunged into poverty, a condition which the rest of the world has known for far too long, and as a result, the political activation of these classes, along with the radicalization of the student population – left in jobless debt for an eternity – create the conditions for global solidarity and revolution. These conditions also spur on the State to impose more repressive and totalitarian measures of control, even to the possibility of state terror against the domestic population.

Just as the process of resistance and repression increase on a global scale, so too does the process of global centralization and expansion of domination. Through crises, the global elites seek to construct the apparatus of a ‘global government.’ The major think tanks such as the Bilderberg Group have long envisioned and worked toward such a scenario. This ‘new world order’ being constructed is specifically for the benefit of the elite and to the detriment of everyone else, and will inevitably – as by the very nature of institutions – become tyrannical and oppressive. The ‘Technological Revolution’ has thus created two parallel situations: never before has the possibility of absolute global domination and control been so close; yet, never has the potential of total global liberation and freedom been so possible.

Why are we here, and what can we do to change it?

We are here largely due to a lack of understanding of how we have come to be dominated, of the forces, ideas, institutions, and individuals who have emerged as the global oligarchy. To change it, firstly, we need to come to understand these ideas, to understand the origins and ‘underneath’ of all ideas that we even today hold as sacrosanct, to question everything and critique every idea. We need to define and understand Liberty and Power. When we understand these processes and the social world in which we live, we can begin to take more informed actions toward changing this place, and toward charting our own course to the future. We do have the potential to change the course of history, and history will stand in favour of the people over the powerful.

The People’s Book Project seeks to expand this understanding of our world, and the ideas, institutions, and individuals which have come to dominate it, as well as those which have emerged and are still emerging in resistance to it. What is the nature of our society? How did we get here? Who brought us here? Why? Where are we going? When will we get there? And what can we do to change it? These are the questions being asked by The People’s Book Project. The products of this project, entirely funded through donations from readers like you, is to produce a multi-volume book on these subjects and seeking to answer as best as possible, these questions. It is, essentially, a modern history of power, people, and potential. The book itself lays the groundwork for a larger idea, and a plan of action, a method of countering the institutional society, of working toward the empowerment of people, the undermining of power, to make all that we needlessly depend upon irrelevant, to push people toward our true potential as a species, and to inform the action of many so that humanity may learn, discover, try and, eventually, succeed over that which seeks to dominate.

The People’s Book Project depends entirely upon you, the reader, for support, and that support is needed now.

See what others are saying about The People’s Book Project:

The People’s Book Project may be a radical idea for radical times, but it’s an idea whose time has come. With crowd-funding the people finally have the chance to compete with the seemingly unlimited resources of  the financial elite who have traditionally written our history. This  is why I support Andrew Gavin Marshall’s project and hope others will  support it, too. For once the people have the chance to reclaim their own history, and to tell the truth the way it deserves to be told.

James Corbett

The People’s Book Project is a great undertaking for our time. Around the world we have seen a political awakening of the oppressed, exploited, and impoverished that has swept the globe, from Cairo to Melbourne to the imperial capital itself: Washington D.C. The project is so important because by tracing how we got to this point in history and who got us here, it allows us to then use that knowledge to begin to envision and articulate a new global social, political, and economic order and then take concrete steps to see this vision come to fruition.

Devon DB

I am an enthusiastic supporter of the People’s Book Project because our society is in desperate need of creating new Social Architectures.  The Industrial Age is crumbling – but ‘the new’ has yet to be invented.  Thus, we need brilliant young minds to create new possibilities, through the haze of mind numbing commodification of everything.  The People’s Book Project represents incredible discipline and in-depth research by brilliant young minds to discover the futures we need to build together.  Join me in supporting this exploration of our future.

Jack Pearpoint and Lynda Kahn

Please support The People’s Book Project and make a donation today!

Thank you for your support,

Andrew Gavin Marshall

VIDEO: A Radical History of Race and Poverty

 

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